Shareholding Pattern Ordinary

Shareholding Pattern

Name of Listed Entity : Tata Motors Limited – ‘A’ Ordinary Shares
Scrip Code : 570001 / Name of Scrip : TATAMTRDVR / Class of Security : DVR
Share Holding Pattern Filed under: Reg. 31(1)(b)
If under 31(1)(b) then indicate the report for Quarter ending 30th September, 2017
Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:- 

  Particulars  Yes*  No* 
1 Whether the Listed Entity has issued any partly paid up shares?   No
2 Whether the Listed Entity has issued any Convertible Securities or Warrants?   No
3 Whether the Listed Entity has any shares against which depository receipts are issued?    No
4 Whether the Listed Entity has any shares in locked-in?   No
5 Whether any shares held by promoters are pledge or otherwise encumbered?   No
6 Whether the Listed Entity has issued any Differential  Voting Rights?   No
* If the Listed Entity selects the option ‘No’ for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is ‘No’ declared by Listed Entity in above table the values will be considered as ‘Zero’ by default on submission of the format of holding of specified securities.
 
The tabular format for disclosure of holding of specified securities is as follows:-

Table I – Summary Statement holding of specified securities

Cate-gory Category of shareholder Nos. of share-holders No. of fully paid up equity shares held No. of Partly paid-up equity shares held No. of shares underlying Depository Receipts Total nos. shares held Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) Number of Voting Rights held in each class of securities No. of Shares Underlying Outstanding convertible securities (including Warrants) Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) Number of Locked in shares Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form
(I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+ (VI) (VIII)
As a % of (A+B+C2)
(IX) (X) (XI)= (VII)+(X)
As a % of (A+B+C2)
(XII) (XIII) (XIV)
No of Voting Rights Total as a % of (A+B+C) No. As a % of total Shares held No. As a % of total Shares held
Class
eg: X
Class
eg:y
Total (a) (b) (a) (b)
(A) Promoter & Promoter Group 2 491667 0 0 491667 0.10 0 0 0 0.00 0 0.10 0 0.00 0 0.00 491667
(B) Public 130642 508010704 0 0 508010704 99.90 0 0 0 0.00 0 99.90 0 0.00 NA 507774713
(C) Non Promoter- Non Public 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(C1) Shares underlying DRs 0 0 0 0 0 NA 0 0 0 0.00 0 0.00 0 0.00 NA 0
(C2) Shares held by Employee Trusts 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
Total 130644 508502371 0 0 508502371 100.00 0 0 0 0.00 0 100.00 0 0.00 0 0.00 508266380

Table II – Statement showing shareholding pattern of the Promoter and Promoter Group

  Category & Name of the Shareholders PAN No. of shareholder No. of fully paid up equity shares held Partly paid-up equity shares held Nos. of shares underlying Depository Receipts Total nos. shares held Shareholding % calculated as per SCRR, 1957 Number of Voting Rights held in each class of securities No. of Shares Underlying Outstanding convertible securities (including Warrants) Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) Number of Locked in shares Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form
(I) (II) (III) (IV) (V) (VI) (VII = IV+V+VI) As a % of (A+B+C2)
(VIII)
(IX) (X) (XI) = (VII)+(X) as a % of A+B+C2 (XII) (XIII) (XIV)
No of Voting Rights Total as a % of Total Voting rights No. As a % of total Shares held No. As a % of total shares held
Class X Class Y Total (a) (b) (a) (b)
(1) Indian                                    
(a) Individuals/Hindu undivided Family   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(b) Central Government/ State Government(s)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(c) Financial Institutions/ Banks   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(d) Any Other (specify)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(i) Bodies Corporate   2 491667 0 0 491667 0.10 0 0 0 0.00 0 0.10 0 0.00 0 0.00 491667
  (i)   Ewart Investments Limited AAACE2546C 1 440645 0 0 440645 0.09 0 0 0 0.00 0 0.09 0 0.00 0 0.00 440645
  (ii)  Af-Taab Investment Company Limited AAACA4800H 1 51022 0 0 51022 0.01 0 0 0 0.00 0 0.01 0 0.00 0 0.00 51022
Sub-Total (A)(1)   2 491667 0 0 491667 0.10 0 0 0 0.00 0 0.10 0 0.00 0 0.00 491667
(2) Foreign                                    
(a) Individuals (Non-Resident Individuals/ Foreign Individuals)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(b) Government   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(c) Institutions   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(d) Foreign Portfolio Investor   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(e) Any Other (specify)                                    
Sub-Total (A)(2)   0 0 0 0 0 0.00 0 0 0 0.00 0.00 0.00 0 0.00 0 0.00 0
Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2)   2 491667 0 0 491667 0.10 0 0 0 0.00 0 0.10 0 0.00 0 0.00 491667
Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.
Note:  
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The term “Encumbrance” has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

Table III – Statement showing shareholding pattern of the Public shareholder

  Category & Name of the Shareholders PAN Nos. of shareholder No. of fully paid up equity shares held Partly paid-up equity shares held Nos. of shares underlying Depository Receipts Total nos. shares held Shareholding % calculated as per SCRR, 1957 Number of Voting Rights held in each class of securities No. of Shares Underlying Outstanding convertible securities (including Warrants) Total Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) Number of Locked in shares Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form
(I) (II) (III) (IV) (V) (VI) (VII = IV+V+VI) As a % of (A+B+C2)
(VIII)
(IX) (X) (XI) = (VII)+(X) as a % of A+B+C2 (XII) (XIII) (XIV)
No of Voting Rights Total as a % of Total Voting rights No. As a % of total Shares held No.  (not applicable) As a % of total shares held (Not applicable)
Class X Class Y Total (a) (b) (a) (b)
(1) Institutions                               NA  
(a) Mutual Funds/UTI   137 144557860 0 0 144557860 28.43 0 0 0 0.00 0 28.43 0 0.00 NA 144557860
  (i)  Franklin Templeton Mutual Fund AAATT4931H 10 38431036 0 0 38431036 7.56 0 0 0 0.00 0 7.56 0 0.00 NA 38431036
  (ii) Icici Prudential Focused Bluechip Equity Fund AAAAI0038F 17 37906043 0 0 37906043 7.45 0 0 0 0.00 0 7.45 0 0.00 NA 37906043
  (iii) Hdfc Trustee Company Limited-Hdfc Equity Fund AAATH1809A 32 32306659 0 0 32306659 6.35 0 0 0 0.00 0 6.35 0 0.00 NA 32306659
  (iii)  Sbi Magnum Taxgain Scheme AABTS6407Q 11 14864578 0 0 14864578 2.92 0 0 0 0.00 0 2.92 0 0.00 NA 14864578
(b) Venture Capital Funds   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(c) Alternate Investment Funds   4 969022 0 0 969022 0.19 0 0 0 0.00 0 0.19 0 0.00 NA 969022
(d) Foreign Venture Capital Investors   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(e) Foreign Portfolio Investors   452 273966771 0 0 273966771 53.88 0 0 0 0.00 0 53.88 0 0.00 NA 273966771
  (i) Government Of Singapore AAAJG0594R 2 30441904 0 0 30441904 5.99 0 0 0 0.00 0 5.99 0 0.00 NA 30441904
  (ii)  Franklin Templeton Investment Funds AABCT5310J 1 23104706 0 0 23104706 4.54 0 0 0 0.00 0 4.54 0 0.00 NA 23104706
  (iii)  Merrill Lynch Markets Singapore Pte. Ltd AAJCM5878Q 1 11470305 0 0 11470305 2.26 0 0 0 0.00 0 2.26 0 0.00 NA 11470305
  (iv)  Hsbc Global Investment Funds – Indian Equity AADCH5964J 1 11243801 0 0 11243801 2.21 0 0 0 0.00 0 2.21 0 0.00 NA 11243801
  (v) Monetary Authority Of Singapore AAJCM3008N 1 8737992 0 0 8737992 1.72 0 0 0 0.00 0 1.72 0 0.00 NA 8737992
  (vi)  Eastspring Investments India Equity Open Limited AADCP4503H 1 8394341 0 0 8394341 1.65 0 0 0 0.00 0 1.65 0 0.00 NA 8394341
  (vii) Amansa Holdings Private Limited AAKCA7237L 1 8069750 0 0 8069750 1.59 0 0 0 0.00 0 1.59 0 0.00 NA 8069750
  (viii)  Nordea Emerging Market Equities Fund AAATN8324Q 1 7871163 0 0 7871163 1.55 0 0 0 0.00 0 1.55 0 0.00 NA 7871163
  (ix)  T. Rowe Price New Asia Fund AAACT7499R 1 7063762 0 0 7063762 1.39 0 0 0 0.00 0 1.39 0 0.00 NA 7063762
  (x) Morgan Stanley Mauritius Company Limited AADCM5927G 1 6290041 0 0 6290041 1.24 0 0 0 0.00 0 1.24 0 0.00 NA 6290041
  (xi)  Stichting Depositary Apg Emerging Markets Equity Pool AAVCS6547E 1 6089682 0 0 6089682 1.20 0 0 0 0.00 0 1.20 0 0.00 NA 6089682
  (xii) Government Pension Fund Global AACCN1454E 1 5819768 0 0 5819768 1.14 0 0 0 0.00 0 1.14 0 0.00 NA 5819768
  (xiii)  Vanguard Emerging Markets Stock Index Fund, Aseries Of Vanguard International Equity Inde X Fund AAATY0918K 1 5214930 0   5214930 1.03 0 0 0 0.00 0 1.03 0 0.00 NA 5214930
(f) Financial Institutions/ Banks   8 3737581 0 0 3737581 0.74 0 0 0 0.00 0 0.74 0 0.00 NA 3737581
(g) Insurance Companies   10 8358348 0 0 8358348 1.64 0 0 0 0.00 1.64 0 0.00 NA 8358348
  (i) Hdfc Standard Life Insurance Company Limited AAACH8755L 1 5772424 0 0 5772424 1.14 0 0 0 0.00 0 1.14 0 0.00 NA 5772424
(h) Provident Funds/ Pension Funds   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA  
(i) Any Other (specify)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
Sub-Total (B)(1)   611 431589582 0 0 431589582 84.87 0 0 0 0.00 0 84.87 0 0.00 NA 431589582
(2) Central Government/ State Government(s)/ President of India   2 4262343 0 0 4262343 0.84 0 0 0 0.00 0 0.84 0 0.00 NA 4262343
Sub-Total (B)(2)   2 4262343 0 0 4262343 0.84 0 0 0 0.00 0 0.84 0 0.00 NA 4262343
(3) Non-institutions                                  
(a) Individuals –   125775 49834123 0 0 49834123 9.80 0 0 0 0.00 0 9.80 0 0.00 NA 49601266
  i. Individual shareholders holding nominal share capital up to Rs. 2 lakhs.   125739 44230846 0 0 44230846 8.70 0 0 0 0.00 0 8.70 0 0.00 NA 43997989
  ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.   36 5603277 0 0 5603277 1.10 0 0 0 0.00 0 1.10 0 0.00 NA 5603277
(b) NBFCs registered with RBI   13 73889 0 0 73889 0.01 0 0 0 0.00 0 0.01 0 0.00 NA 73889
(c) Employee Trusts   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(d) Overseas Depositories (holding DRs) (balancing figure)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(e) Any Other (specify)   4241 22250767 0 0 22250767 4.38 0 0 0 0.00 0 4.38 0 0.00 NA 22247633
  (i) Bodies Corporate   931 7510885 0 0 7510885 1.48 0 0 0 0.00 0 1.48 0 0.00 NA 7510700
  (ii) Clearing Members   700 9650435 0 0 9650435 1.90 0 0 0 0.00 0 1.90 0 0.00 NA 9650435
  (iii) Limited Liablity Partnership – LLP   46 339667 0 0 339667 0.07 0 0 0 0.00 0 0.07 0 0.00 NA 339667
  (iv) Trusts   23 1855967 0 0 1855967 0.36 0 0 0 0.00 0 0.36 0 0.00 NA 1855967
  (v) Non-Resident Individual   2541 2893813 0 0 2893813 0.57 0 0 0 0.00 0 0.57 0 0.00 NA 2890864
Sub-Total (B)(3)   130029 72158779 0 0 72158779 14.19 0 0 0 0.00 0 14.19 0 0.00 NA 71922788
Total Public Shareholding
(B)= (B)(1)+(B)(2)+(B)(3)
  130642 508010704 0 0 508010704 99.90 0 0 0 0.00 0 99.90 0 0.00 NA 507774713
Details of the shareholders acting as persons in Concert including their Shareholding (No. and %):
Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.
Note:  
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The above format needs to be disclosed along with the name of following persons:
Institutions/Non Institutions holding more than 1% of total number of shares.
(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian,

Table IV – Statement showing shareholding pattern of the Non Promoter- Non Public shareholder

  Category & Name of the Shareholders PAN No. of shareholder No. of fully paid up equity shares held Partly paid-up equity shares held Nos. of shares underlying Depository Receipts Total nos. shares held Shareholding % calculated as per SCRR, 1957 Number of Voting Rights held in each class of securities No. of Shares Underlying Outstanding convertible securities (including Warrants) Total Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) Number of Locked in shares Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form
(I) (II) (III) (IV) (V) (VI) (VII = IV+V+VI) As a % of (A+B+C2)
(VIII)
(IX) (X) (XI) = (VII)+(X) as a % of A+B+C2 (XII) (XIII) (XIV)
(Not Applicable)
No of Voting Rights Total as a % of Total Voting rights No. As a % of total Shares held No.  (not appli-cable) As a % of total shares held (Not applicable)
Class X Class Y Total (a) (b) (a) (b)
(1) Custodian/DR Holder   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00   0
(a) Name of DR Holder (if available)                               NA  
(i) abc,.,..                             NA  
(ii) efg….                               NA  
(2) Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0
(a) Name (abc…                               NA  
Total Non-Promoter- Non Public Shareholding (C)= (C)(1)+(C)(2)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
Note
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The above format needs to disclose name of all holders holding more than 1% of total number of shares
(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available,