shareholding pattern

Shareholding Pattern

Name of Listed Entity : Tata Motors Limited – Ordinary Shares
Scrip Code : 500570 / Name of Scrip : TATAMOTORS / Class of Security : Equity
Share Holding Pattern Filed under: Reg. 31(1)(b)
If under 31(1)(b) then indicate the report for Quarter ending 31st March, 2017
Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information : –

  Particulars  Yes*  No* 
1 Whether the Listed Entity has issued any partly paid up shares?  Yes  
2 Whether the Listed Entity has issued any Convertible Securities or Warrants?    No
3 Whether the Listed Entity has any shares against which depository receipts are issued?    No
4 Whether the Listed Entity has any shares in locked-in?    No
5 Whether any shares held by promoters are pledge or otherwise encumbered?  Yes  
6 Whether the Listed Entity has issued any differential Voting Rights Yes  
* If the Listed Entity selects the option ‘No’ for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is ‘No’ declared by Listed Entity in above table the values will be considered as ‘Zero’ by default on submission of the format of holding of specified securities.
 
The tabular format for disclosure of holding of specified securities is as follows:-
 

Table I – Summary Statement holding of specified securities

Category of shareholder Nos. of share-holders No. of fully paid up equity shares held No. of Partly paid-up equity shares held No. of shares underlying Depository Receipts Total nos. shares held Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) Number of Voting Rights held in each class of securities No. of Shares Underlying Outstanding convertible securities (including Warrants) Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) Number of Locked in shares Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form
(II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+ (VI) (VIII)
As a % of (A+B+C2)
(IX) (X) (XI)= (VII)+(X)
As a % of (A+B+C2)
(XII) (XIII) (XIV)
No of Voting Rights Total as a % of (A+B+C) No. As a % of total Shares held No. As a % of total Shares held
Class
eg: X
Class
eg:y
Total (a) (b) (a) (b)
Promoter & Promoter Group 21 1002654163 0 0 1002654163 34.73 1002654163 49167 1002703330 34.13 0 34.73 0 0.00 58837500 5.87 1002654163
Public 505482 1884693695 570 0 1884694265 65.27 1884694265 50801062 1935495327 65.87 0 65.27 0 0.00 NA 1854204887
Non Promoter- Non Public 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
Shares underlying DRs 0 0 0 0 0 NA 0 0 0 0.00 0 0.00 0 0.00 NA 0
Shares held by Employee Trusts 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
Total 505503 2887347858 570 0 2887348428 100.00 2887348428 50850229 2938198657 100.00 0 100.00 0 0.00 58837500 2.04 2856859050

 

Table II – Statement showing shareholding pattern of the Promoter and Promoter Group

  Category & Name of the Shareholders PAN No. of shareholder No. of fully paid up equity shares held Partly paid-up equity shares held Nos. of shares underlying Depository Receipts Total nos. shares held Shareholding % calculated as per SCRR, 1957 Number of Voting Rights held in each class of securities No. of Shares Underlying Outstanding convertible securities (including Warrants) Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) Number of Locked in shares Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form
(I) (II) (III) (IV) (V) (VI) (VII = IV+V+VI) As a % of (A+B+C2)
(VIII)
(IX) (X) (XI) = (VII)+(X) as a % of A+B+C2 (XII) (XIII) (XIV)
No of Voting Rights Total as a % of Total Voting rights No. As a % of total Shares held No. As a % of total shares held
Class X Class Y Total (a) (b) (a) (b)
(1) Indian                                    
(a) Individuals/Hindu undivided Family   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(b) Central Government/ State Government(s)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(c) Financial Institutions/ Banks   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(d) Any Other (specify)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(i) Bodies Corporate   17 1000879283 0 0 1000879283 34.66 1000879283 49167 1000928450 34.07 0 34.66 0 0.00 58837500 5.88 1000879283
  (i)   Tata Sons Limited AAACT4060A 9 828970378 0 0 828970378 28.71 828970378 0 828970378 28.21 0 28.71 0 0.00 58837500 7.10 828970378
  (ii)  Tata Steel Limited AAACT2803M 2 83637697 0 0 83637697 2.90 83637697 0 83637697 2.85 0 2.90 0 0.00 0 0.00 83637697
  (iii)  Tata Industries Limited AAACT4058L 1 72203630 0 0 72203630 2.50 72203630 0 72203630 2.46 0 2.50 0 0.00 0 0.00 72203630
  (iv)   Tata Investment Corporation Limited AAACT4120F 1 10600000 0 0 10600000 0.37 10600000 0 10600000 0.36 0 0.37 0 0.00 0 0.00 10600000
  Iv)   Ewart Investments Limited AAACE2546C 1 3084542 0 0 3084542 0.11 3084542 44065 3128607 0.11 0 0.11 0 0.00 0 0.00 3084542
  (vi)  Tata Chemicals Ltd AAACT4059M 1 1966294 0 0 1966294 0.07 1966294 0 1966294 0.07 0 0.07 0 0.00 0 0.00 1966294
  (vii)  Af-Taab Investment Company Limited AAACA4800H 1 357159 0 0 357159 0.01 357159 5102 362261 0.01 0 0.01 0 0.00 0 0.00 357159
  (ix)   Simto Investment Company Limited AAACS5546G 1 59583 0 0 59583 0.00 59583 0 59583 0.00 0 0.00 0 0.00 0 0.00 59583
(ii) Trust   4 1774880 0 0 1774880 0.06 1774880 0 1774880 0.06 0 0.06 0 0.00 0 0.00 1774880
  (i)   Sir Ratan Tata Trust AAATS1013P 1 859200 0 0 859200 0.03 859200 0 859200 0.03 0 0.03 0 0.00 0 0.00 859200
  (ii)  Sir Dorabji Tata Trust AAATS0494G 1 808960 0 0 808960 0.03 808960 0 808960 0.03 0 0.03 0 0.00 0 0.00 808960
  (iii)  J R D Tata Trust AAATT0165F 1 105280 0 0 105280 0.00 105280 0 105280 0.00 0 0.00 0 0.00 0 0.00 105280
  (iv)  Lady Tata Memorial Trust AAATL0052B 1 1440 0 0 1440 0.00 1440 0 1440 0.00 0 0.00 0 0.00 0 0.00 1440
Sub-Total (A)(1)   21 1002654163 0 0 1002654163 34.73 1002654163 49167 1002703330 34.13 0 34.73 0 0.00 58837500 5.87 1002654163
(2) Foreign                                    
(a) Individuals (Non-Resident Individuals/ Foreign Individuals)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(b) Government   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(c) Institutions   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(d) Foreign Portfolio Investor   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(e) Any Other (specify)                                    
Sub-Total (A)(2)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2)   21 1002654163 0 0 1002654163 34.73 1002654163 49167 1002703330 34.13 0 34.73 0 0.00 58837500 5.87 1002654163
#TATA AIA LIFE INSURANCE COMPANY LIMITED ( Formerly known as Tata AIG Life Insurance Company Limited Is not considered part of Promoter Group holds 3257700 Ordinary Shares representing 0.11% of the paidup Ordinary Share Capital. Accordingly, their holding is included under Public Shareholding under the head “Instutitions”-Insurance Companies
Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.
Note:  
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The term "Encumbrance" has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.
   

Table III – Statement showing shareholding pattern of the Public shareholder

  Category & Name of the Shareholders PAN Nos. of shareholder No. of fully paid up equity shares held Partly paid-up equity shares held* Nos. of shares underlying Depository Receipts Total nos. shares held Shareholding % calculated as per SCRR, 1957 Number of Voting Rights held in each class of securities No. of Shares Underlying Outstanding convertible securities (including Warrants) Total Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) Number of Locked in shares Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form
(I) (II) (III) (IV) (V) (VI) (VII = IV+V+VI) As a % of (A+B+C2)
(VIII)
(IX) (X) (XI) = (VII)+(X) as a % of A+B+C2 (XII) (XIII) (XIV)
No of Voting Rights Total as a % of Total Voting rights No. As a % of total Shares held No.  (not applicable) As a % of total shares held (Not applicable)
Class X Class Y Total (a) (b) (a) (b)
(1) Institutions                               NA  
(a) Mutual Funds/UTI   339 139263741 0 0 139263741 4.82 139263741 13968082 153231823 5.22 0 4.82 0 0.00 NA 139175011
(b) Venture Capital Funds   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(c) Alternate Investment Funds   0 0 0 0 0 0.00 0 77645 77645 0.00 0 0.00 0 0.00 NA 0
(d) Foreign Venture Capital Investors   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(e) Foreign Portfolio Investors   869 670970050 0 0 670970050 23.24 670970050 28122752 699092802 23.79 0 23.24 0 0.00 NA 670926675
  (i)  Government Of Singapore AAAJG0594R 2 45765002 0 0 45765002 1.59 45765002 2160249 47925251 1.63 0 1.59 0 0.00 NA 45765002
  (ii) Abu Dhabi Investment Authority AAACA4380N 8 34026473 0 0 34026473 1.18 34026473 1666012 35692485 1.21 0 1.18 0 0.00 NA 34026473
(f) Financial Institutions/ Banks   178 2415886 0 0 2415886 0.08 2415886 135952 2551838 0.09 0 0.08 0 0.00 NA 2124236
(g) Insurance Companies   160 301468161 0 0 301468161 10.44 301468161 948462 302416623 10.29 0 10.44 0 0.00 NA 301466611
  (i)  Life Insurance Corporation Of India AAACL0582H 40 149423428 0 0 149423428 5.18 149423428 123391 149546819 5.09 0 5.18 0 0.00 NA 149421878
  (i)  Icici Prudential Life Insurance Company Ltd AAACI7351P 1 46398243 0 0 46398243 1.61 46398243 0 46398243 1.58 0 1.61 0 0.00 NA 46398243
(h) Provident Funds/ Pension Funds   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(i) Any Other (specify)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
Sub-Total (B)(1)   1546 1114117838 0 0 1114117838 38.59 1114117838 43252893 1157370731 39.39 0 38.59 0 0.00 NA 1113692533
(2) Central Government/ State Government(s)/ President of India   9 3655298 0 0 3655298 0.13 3655298 354032 4009330 0.14 0 0.13 0 0.00 NA 1641393
Sub-Total (B)(2)   9 3655298 0 0 3655298 0.13 3655298 354032 4009330 0.14 0 0.13 0 0.00 NA 1641393
(3) Non-institutions                              
(a) Individuals –   487633 179357957 570 0 179358527 6.21 179358527 5510175 184868702 6.29 0 6.21 0 0.00 NA 154535970
  i. Individual shareholders holding nominal share capital up to Rs. 2 lakhs.   487605 175515470 570 0 175516040 6.08 175516040 3762809 179278849 6.10 0 6.08 0 0.00 NA 150915943
  ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.   28 3842487 0 0 3842487 0.13 3842487 1747366 5589853 0.19 0 0.13 0 0.00 NA 3620027
(b) NBFCs registered with RBI   13 68098 0 0 68098 0.00 68098 10429 78527 0.00 0 0.00 0 0.00 NA 68098
(c) Employee Trusts   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(d) Overseas Depositories (holding DRs) (balancing figure)   3 530496280 0 0 530496280 18.37 530496280 0 530496280 18.06 0 18.37 0 0.00 NA 530475530
  (i)  Citibank N.A. New York, Nyadr Department AAACC0462F 3 530496280 0 0 530496280 18.37 530496280 0 530496280 18.06 0 18.37 0 0.00 NA 530475530
(e) Any Other (specify)   16278 56998224 0 0 56998224 1.97 56998224 1673533 58671757 2.00 0 1.97 0 0.00 NA 53791363
  (i) Bodies Corporate   2219 9635711 0 0 9635711 0.33 9635711 765841 10401552 0.35 0 0.33 0 0.00 NA 9098161
  (ii) Clearing Members   921 10779572 0 0 10779572 0.37 10779572 546846 11326418 0.39 0 0.37 0 0.00 NA 10779572
  (iii) Limited Liablity Partnership – LLP   63 461701 0 0 461701 0.02 461701 32015 493716 0.02 0 0.02 0 0.00 NA 461701
  (iv) Trusts   101 17337801 0 0 17337801 0.60 17337801 85025 17422826 0.59 0 0.60 0 0.00 NA 17336051
  (v) Non-Resident Individual   12850 11778999 0 0 11778999 0.41 11778999 243806 12022805 0.41 0 0.41 0 0.00 NA 9111928
  (vi) OCBs/Foreign Cos   3 490 0 0 490 0.00 490 0 490 0.00 0 0.00 0 0.00 NA 0
  (vii)  Foreign Bodies   7 163487 0 0 163487 0.01 163487 0 163487 0.01 0 0.01 0 0.00 NA 163487
  (viii) LLP- DR   1 750 0 0 750 0.00 750 0 750 0.00 0 0.00 0 0.00 NA 750
  (ix) Foreign Inst. Investores – DR   1 321226 0 0 321226 0.01 321226 0 321226 0.01 0 0.01 0 0.00 NA 321226
  (x) Foreign Bodies – DR   4 6231611 0 0 6231611 0.22 6231611 0 6231611 0.21 0 0.22 0 0.00 NA 6231611
  (xi) Foreign National- DR   108 286876 0 0 286876 0.01 286876 0 286876 0.01 0 0.01 0 0.00 NA 286876
Sub-Total (B)(3)   503927 766920559 570 0 766921129 26.56 766921129 7194137 774115266 26.35 0 26.56 0 0.00 NA 738870961
Total Public Shareholding
(B)= (B)(1)+(B)(2)+(B)(3)
  505482 1884693695 570 0 1884694265 65.27 1884694265 50801062 1935495327 65.87 0 65.27 0 0.00 NA 1854204887
* Partly paid up shares pertain to court cases wherein Rs 1 is outstanding on 310 shares and Rs 0.50 is outstanding on 260 shares, both of face value Rs 2/- each.
Details of the shareholders acting as persons in Concert including their Shareholding (No. and %):
Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.
Note:  
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The above format needs to be disclosed along with the name of following persons:
Institutions/Non Institutions holding more than 1% of total number of shares.
(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian
   

Table IV – Statement showing shareholding pattern of the Non Promoter – Non Public shareholder

  Category & Name of the Shareholders PAN No. of shareholder No. of fully paid up equity shares held Partly paid-up equity shares held Nos. of shares underlying Depository Receipts Total nos. shares held Shareholding % calculated as per SCRR, 1957 Number of Voting Rights held in each class of securities No. of Shares Underlying Outstanding convertible securities (including Warrants) Total Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) Number of Locked in shares Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form
(I) (II) (III) (IV) (V) (VI) (VII = IV+V+VI) As a % of (A+B+C2)
(VIII)
(IX) (X) (XI) = (VII)+(X) as a % of A+B+C2 (XII) (XIII) (XIV)
(Not Applicable)
No of Voting Rights Total as a % of Total Voting rights No. As a % of total Shares held No.  (not appli-cable) As a % of total shares held (Not applicable)
Class X Class Y Total (a) (b) (a) (b)
(1) Custodian/DR Holder   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00   0
(a) Name of DR Holder (if available)                             NA  
(i) abc,.,..                             NA  
(ii) efg….                               NA  
(2) Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0
(a) Name (abc…                             NA  
Total Non-Promoter- Non Public Shareholding (C)= (C)(1)+(C)(2)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
Note
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The above format needs to disclose name of all holders holding more than 1% of total number of shares
(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available,