shareholding pattern

Shareholding Pattern

Name of Listed Entity: Tata Motors Limited – Ordinary Shares
Scrip Code : 500570 / Name of Scrip : TATAMOTORS / Class of Security : Equity
Share Holding Pattern Filed under: Reg. 31(1)(b)
If under 31(1)(b) then indicate the report for Quarter ending 30th September, 2017
Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:-

  Particulars Yes* No*
1 Whether the Listed Entity has issued any partly paid up shares? Yes  
2 Whether the Listed Entity has issued any Convertible Securities or Warrants?   No
3 Whether the Listed Entity has any shares against which depository receipts are issued?   No
4 Whether the Listed Entity has any shares in locked-in?   No
5 Whether any shares held by promoters are pledge or otherwise encumbered? Yes  
6 Whether the Listed Entity has issued any differential Voting Rights Yes  
* If the Listed Entity selects the option ‘No’ for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is ‘No’ declared by Listed Entity in above table the values will be considered as ‘Zero’ by default on submission of the format of holding of specified securities.
 
The tabular format for disclosure of holding of specified securities is as follows:-

Table I – Summary Statement holding of specified securities

Cate-gory Category of shareholder Nos. of share-holders No. of fully paid up equity shares held No. of Partly paid-up equity shares held No. of shares underlying Depository Receipts Total nos. shares held Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) Number of Voting Rights held in each class of securities No. of Shares Underlying Outstanding convertible securities (including Warrants) Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) Number of Locked in shares Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form
(I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+ (VI) (VIII)
As a % of (A+B+C2)
(IX) (X) (XI)= (VII)+(X)
As a % of (A+B+C2)
(XII) (XIII) (XIV)
No of Voting Rights Total as a % of (A+B+C) No. As a % of total Shares held No. As a % of total Shares held
Class
eg: X
Class
eg:y
Total (a) (b) (a) (b)
(A) Promoter & Promoter Group 12 1050259780 0 0 1050259780 36.37 1050259780 49167 1050308947 35.75 0 36.37 0 0.00 58837500 5.60 1050259780
(B) Public 607909 1837088344 570 0 1837088914 63.63 1837088914 50801070 1887889984 64.25 0 63.63 0 0.00 NA 1807252568
(C) Non Promoter- Non Public 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(C1) Shares underlying DRs 0 0 0 0 0 NA 0 0 0 0.00 0 0.00 0 0.00 NA 0
(C2) Shares held by Employee Trusts 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
  Total 607921 2887348124 570 0 2887348694 100.00 2887348694 50850237 2938198931 100.00 0 100.00 0 0.00 58837500 2.04 2857512348

Table II – Statement showing shareholding pattern of the Promoter and Promoter Group

  Category & Name of the Shareholders PAN No. of shareholder No. of fully paid up equity shares held Partly paid-up equity shares held Nos. of shares underlying Depository Receipts Total nos. shares held Shareholding % calculated as per SCRR, 1957 Number of Voting Rights held in each class of securities No. of Shares Underlying Outstanding convertible securities (including Warrants) Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) Number of Locked in shares Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form
(I) (II) (III) (IV) (V) (VI) (VII = IV+V+VI) As a % of (A+B+C2)
(VIII)
(IX) (X) (XI) = (VII)+(X) as a % of A+B+C2 (XII) (XIII) (XIV)
No of Voting Rights Total as a % of Total Voting rights No. As a % of total Shares held No. As a % of total shares held
Class X Class Y Total (a) (b) (a) (b)
(1) Indian                                    
(a) Individuals/Hindu undivided Family   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(b) Central Government/ State Government(s)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(c) Financial Institutions/ Banks   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(d) Any Other (specify)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(i) Bodies Corporate   8 1048484900 0 0 1048484900 36.31 1048484900 49167 1048534067 35.69 0 36.31 0 0.00 58837500 5.61 1048484900
  (i) Tata Sons Limited AAACT4060A 1 959713692 0 0 959713692 33.24 959713692 0 959713692 32.66 0 33.24 0 0.00 58837500 6.13 959713692
  (ii) Tata Industries Limited AAACT4058L 1 72203630 0 0 72203630 2.50 72203630 0 72203630 2.46 0 2.50 0 0.00 0 0.00 72203630
  (iii) Tata Investment Corporation Limited AAACT4120F 1 11000000 0 0 11000000 0.38 11000000 0 11000000 0.37 0 0.38 0 0.00 0 0.00 11000000
  (iv) Ewart Investments Limited AAACE2546C 1 3084542 0 0 3084542 0.11 3084542 44065 3128607 0.11 0 0.11 0 0.00 0 0.00 3084542
  (v) Tata Chemicals Ltd AAACT4059M 1 1966294 0 0 1966294 0.07 1966294 0 1966294 0.07 0 0.07 0 0.00 0 0.00 1966294
  (vi) Af-Taab Investment Company Limited AAACA4800H 1 357159 0 0 357159 0.01 357159 5102 362261 0.01 0 0.01 0 0.00 0 0.00 357159
  (vii) Tata Steel Limited AAACT2803M 1 100000 0 0 100000 0.00 100000 0 100000 0.00 0 0.00 0 0.00 0 0.00 100000
  (viii) Simto Investment Company Limited AAACS5546G 1 59583 0 0 59583 0.00 59583 0 59583 0.00 0 0.00 0 0.00 0 0.00 59583
(ii) Trust   4 1774880 0 0 1774880 0.06 1774880 0 1774880 0.06 0 0.06 0 0.00 0 0.00 1774880
  (i) Sir Ratan Tata Trust AAATS1013P 1 859200 0 0 859200 0.03 859200 0 859200 0.03 0 0.03 0 0.00 0 0.00 859200
  (ii) Sir Dorabji Tata Trust AAATS0494G 1 808960 0 0 808960 0.03 808960 0 808960 0.03 0 0.03 0 0.00 0 0.00 808960
  (iii) J R D Tata Trust AAATT0165F 1 105280 0 0 105280 0.00 105280 0 105280 0.00 0 0.00 0 0.00 0 0.00 105280
  (iv) Lady Tata Memorial Trust AAATL0052B 1 1440 0 0 1440 0.00 1440 0 1440 0.00 0 0.00 0 0.00 0 0.00 1440
Sub-Total (A)(1)   12 1050259780 0 0 1050259780 36.37 1050259780 49167 1050308947 35.75 0 36.37 0 0.00 58837500 5.60 1050259780
(2) Foreign                                    
(a) Individuals (Non-Resident Individuals/ Foreign Individuals)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(b) Government   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(c) Institutions   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(d) Foreign Portfolio Investor   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(e) Any Other (specify)                                    
Sub-Total (A)(2)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2)   12 1050259780 0 0 1050259780 36.37 1050259780 49167 1050308947 35.75 0 36.37 0 0.00 58837500 5.60 1050259780
#TATA AIA LIFE INSURANCE COMPANY LIMITED ( Formerly known as Tata AIG Life Insurance Company Limited Is not considered part of Promoter Group holds 3703090 Ordinary Shares representing 0.13% of the paidup Ordinary Share Capital. Accordingly, their holding is included under Public Shareholding under the head “Instutitions”-Insurance Companies
Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.
Note:  
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The term “Encumbrance” has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

Table III – Statement showing shareholding pattern of the Public shareholder

  Category & Name of the Shareholders PAN Nos. of shareholder No. of fully paid up equity shares held Partly paid-up equity shares held* Nos. of shares underlying Depository Receipts Total nos. shares held Shareholding % calculated as per SCRR, 1957 Number of Voting Rights held in each class of securities No. of Shares Underlying Outstanding convertible securities (including Warrants) Total Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) Number of Locked in shares Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form
(I) (II) (III) (IV) (V) (VI) (VII = IV+V+VI) As a % of (A+B+C2)
(VIII)
(IX) (X) (XI) = (VII)+(X) as a % of A+B+C2 (XII) (XIII) (XIV)
No of Voting Rights Total as a % of Total Voting rights No. As a % of total Shares held No. (not applicable) As a % of total shares held (Not applicable)
Class X Class Y Total (a) (b) (a) (b)
(1) Institutions                               NA  
(a) Mutual Funds/UTI   322 150764480 0 0 150764480 5.22 150764480 14455786 165220266 5.62 0 5.22 0 0.00 NA 150675750
(b) Venture Capital Funds   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(c) Alternate Investment Funds   0 0 0 0 0 0.00 0 96902 96902 0.00 0 0.00 0 0.00 NA 0
(d) Foreign Venture Capital Investors   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(e) Foreign Portfolio Investors   749 651779544 0 0 651779544 22.57 651779544 27396677 679176221 23.12 0 22.57 0 0.00 NA 651736169
  (i) Government Of Singapore AAAJG0594R 2 54505434 0 0 54505434 1.89 54505434 3044190 57549624 1.96 0 1.89 0 0.00 NA 54505434
(f) Financial Institutions/ Banks   177 4212796 0 0 4212796 0.15 4212796 373758 4586554 0.16 0 0.15 0 0.00 NA 3955296
(g) Insurance Companies   156 283114018 0 0 283114018 9.81 283114018 835835 283949853 9.66 0 9.81 0 0.00 NA 283112468
  (i) Life Insurance Corporation Of India AAACL0582H 41 149423428 0 0 149423428 5.18 149423428 0 149423428 5.09 0 5.18 0 0.00 NA 149421878
  (i) Icici Prudential Life Insurance Company Ltd AAACI7351P 2 42572885 0 0 42572885 1.47 42572885 0 42572885 1.45 0 1.47 0 0.00 NA 42572885
(h) Provident Funds/ Pension Funds   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(i) Any Other (specify)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
Sub-Total (B)(1)   1404 1089870838 0 0 1089870838 37.75 1089870838 43158958 1133029796 38.56 0 37.75 0 0.00 NA 1089479683
(2) Central Government/ State Government(s)/ President of India   9 3802872 0 0 3802872 0.13 3802872 426234 4229106 0.14 0 0.13 0 0.00 NA 1788967
Sub-Total (B)(2)   9 3802872 0 0 3802872 0.13 3802872 426234 4229106 0.14 0 0.13 0 0.00 NA 1788967
(3) Non-institutions                              
(a) Individuals –   587814 194553953 570 0 194554523 6.74 194554523 4983413 199537936 6.79 0 6.74 0 0.00 NA 170270188
  i. Individual shareholders holding nominal share capital up to Rs. 2 lakhs.   587790 190852595 570 0 190853165 6.61 190853165 4423085 195276250 6.65 0 6.61 0 0.00 NA 166676025
  ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.   24 3701358 0 0 3701358 0.13 3701358 560328 4261686 0.15 0 0.13 0 0.00 NA 3594163
(b) NBFCs registered with RBI   19 38333 0 0 38333 0.00 38333 7389 45722 0.00 0 0.00 0 0.00 NA 38333
(c) Employee Trusts   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(d) Overseas Depositories (holding DRs) (balancing figure)   3 485370640 0 0 485370640 16.81 485370640 0 485370640 16.52 0 16.81 0 0.00 NA 485349890
  (i) Citibank N.A. New York, Nyadr Department AAACC0462F 3 485370640 0 0 485370640 16.81 485370640 0 485370640 16.52 0 16.81 0 0.00 NA 485349890
(e) Any Other (specify)   18660 63451708 0 0 63451708 2.20 63451708 2225076 65676784 2.24 0 2.20 0 0.00 NA 60325507
  (i) Bodies Corporate   2455 15788789 0 0 15788789 0.55 15788789 751088 16539877 0.56 0 0.55 0 0.00 NA 15261604
  (ii) Clearing Members   1104 6524378 0 0 6524378 0.23 6524378 965043 7489421 0.25 0 0.23 0 0.00 NA 6524378
  (iii) Limited Liablity Partnership – LLP   79 412654 0 0 412654 0.01 412654 33967 446621 0.02 0 0.01 0 0.00 NA 412654
  (iv) Trusts   100 20766202 0 0 20766202 0.72 20766202 185597 20951799 0.71 0 0.72 0 0.00 NA 20764452
  (v) Non-Resident Individual   14797 12968737 0 0 12968737 0.45 12968737 289381 13258118 0.45 0 0.45 0 0.00 NA 10371961
  (vi) OCBs/Foreign Cos   3 490 0 0 490 0.00 490 0 490 0.00 0 0.00 0 0.00 NA 0
  (vii) Foreign Bodies   7 163487 0 0 163487 0.01 163487 0 163487 0.01 0 0.01 0 0.00 NA 163487
  (viii) LLP- DR   1 750 0 0 750 0.00 750 0 750 0.00 0 0.00 0 0.00 NA 750
  (ix) Foreign Inst. Investores – DR   2 241634 0 0 241634 0.01 241634 0 241634 0.01 0 0.01 0 0.00 NA 241634
  (x) Foreign Bodies – DR   4 6297711 0 0 6297711 0.22 6297711 0 6297711 0.21 0 0.22 0 0.00 NA 6297711
  (xi) Foreign National- DR   108 286876 0 0 286876 0.01 286876 0 286876 0.01 0 0.01 0 0.00 NA 286876
Sub-Total (B)(3)   606496 743414634 570 0 743415204 25.75 743415204 7215878 750631082 25.55 0 25.75 0 0.00 NA 715983918
Total Public Shareholding
(B)= (B)(1)+(B)(2)+(B)(3)
  607909 1837088344 570 0 1837088914 63.63 1837088914 50801070 1887889984 64.25 0 63.63 0 0.00 NA 1807252568
* Partly paid up shares pertain to court cases wherein Rs 1 is outstanding on 310 shares and Rs 0.50 is outstanding on 260 shares, both of face value Rs 2/- each.
Details of the shareholders acting as persons in Concert including their Shareholding (No. and %):
Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.
Note:  
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The above format needs to be disclosed along with the name of following persons:
Institutions/Non Institutions holding more than 1% of total number of shares.
(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian,

Table IV – Statement showing shareholding pattern of the Non Promoter- Non Public shareholder

  Category & Name of the Shareholders PAN No. of shareholder No. of fully paid up equity shares held Partly paid-up equity shares held Nos. of shares underlying Depository Receipts Total nos. shares held Shareholding % calculated as per SCRR, 1957 Number of Voting Rights held in each class of securities No. of Shares Underlying Outstanding convertible securities (including Warrants) Total Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) Number of Locked in shares Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form
(I) (II) (III) (IV) (V) (VI) (VII = IV+V+VI) As a % of (A+B+C2)
(VIII)
(IX) (X) (XI) = (VII)+(X) as a % of A+B+C2 (XII) (XIII) (XIV)
(Not Applicable)
No of Voting Rights Total as a % of Total Voting rights No. As a % of total Shares held No. (not appli-cable) As a % of total shares held (Not applicable)
Class X Class Y Total (a) (b) (a) (b)
(1) Custodian/DR Holder   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00   0
(a) Name of DR Holder (if available)                             NAa  
(i) abc,.,..                             NA  
(ii) efg….                               NA  
(2) Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0
(a) Name (abc…                               NA  
Total Non-Promoter- Non Public Shareholding (C)= (C)(1)+(C)(2)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
Note
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The above format needs to disclose name of all holders holding more than 1% of total number of shares
(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available,