shareholding pattern

Shareholding Pattern

Name of Listed Entity: Tata Motors Limited – Ordinary Shares
Scrip Code : 500570 / Name of Scrip : TATAMOTORS / Class of Security : Equity
Share Holding Pattern Filed under: Reg. 31(1)(b)
If under 31(1)(b) then indicate the report for Quarter ending: 30th June, 2017
Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:-

  Particulars  Yes*  No* 
1 Whether the Listed Entity has issued any partly paid up shares? Yes  
2 Whether the Listed Entity has issued any Convertible Securities or Warrants?   No
3 Whether the Listed Entity has any shares against which depository receipts are issued?   No
4 Whether the Listed Entity has any shares in locked-in?   No
5 Whether any shares held by promoters are pledge or otherwise encumbered? Yes  
6 Whether the Listed Entity has issued any differential Voting Rights Yes  
* If the Listed Entity selects the option ‘No’ for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is ‘No’ declared by Listed Entity in above table the values will be considered as ‘Zero’ by default on submission of the format of holding of specified securities.
 
The tabular format for disclosure of holding of specified securities is as follows:-

Table I – Summary Statement holding of specified securities

Cate-gory  Category of shareholder  Nos. of share-holders  No. of fully paid up equity shares held  No. of Partly paid-up equity shares held  No. of shares underlying Depository Receipts  Total nos. shares held  Shareholding as a % of total no. of shares (calculated as per SCRR, 1957)  Number of Voting Rights held in each class of securities  No. of Shares Underlying Outstanding convertible securities (including Warrants)  Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital)  Number of Locked in shares  Number of Shares pledged or otherwise encumbered  Number of equity shares held in dematerialized form 
(I)  (II)  (III)  (IV)  (V)  (VI)  (VII) = (IV)+(V)+ (VI)  (VIII)
As a % of (A+B+C2) 
(IX)  (X)  (XI)= (VII)+(X)
As a % of (A+B+C2) 
(XII)  (XIII)  (XIV) 
No of Voting Rights  Total as a % of (A+B+C)  No.  As a % of total Shares held  No.  As a % of total Shares held 
Class
eg: X 
Class
eg:y 
Total  (a)  (b)  (a)  (b) 
(A)  Promoter & Promoter Group  12 1002654163 0 0 1002654163 34.73 1002654163 49167 1002703330 34.13 0 34.73 0 0.00 58837500 5.87 1002654163
(B)  Public  530810 1884693695 570 0 1884694265 65.27 1884694265 50801062 1935495327 65.87 0 65.27 0 0.00 NA  1854530866
(C)  Non Promoter- Non Public  0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA  0
(C1)  Shares underlying DRs  0 0 0 0 0 NA 0 0 0 0.00 0 0.00 0 0.00 NA  0
(C2)  Shares held by Employee Trusts  0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA  0
  Total  530822 2887347858 570 0 2887348428 100.00 2887348428 50850229 2938198657 100.00 0 100.00 0 0.00 58837500 2.04 2857185029

Table II – Statement showing shareholding pattern of the Promoter and Promoter Group

  Category & Name of the Shareholders  PAN  No. of shareholder  No. of fully paid up equity shares held  Partly paid-up equity shares held  Nos. of shares underlying Depository Receipts  Total nos. shares held  Shareholding % calculated as per SCRR, 1957  Number of Voting Rights held in each class of securities  No. of Shares Underlying Outstanding convertible securities (including Warrants)  Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital)  Number of Locked in shares  Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form 
(I)  (II)  (III)  (IV)  (V)  (VI)  (VII = IV+V+VI)  As a % of (A+B+C2)
(VIII) 
(IX)  (X)  (XI) = (VII)+(X) as a % of A+B+C2  (XII)  (XIII)  (XIV) 
No of Voting Rights  Total as a % of Total Voting rights  No.  As a % of total Shares held  No.  As a % of total shares held 
Class X  Class Y  Total (a)  (b)  (a)  (b) 
(1) Indian                                     
(a)  Individuals/Hindu undivided Family    0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(b)  Central Government/ State Government(s)    0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(c)  Financial Institutions/ Banks    0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(d)  Any Other (specify)    0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(i) Bodies Corporate   8 1000879283 0 0 1000879283 34.66 1000879283 49167 1000928450 34.07 0 34.66 0 0.00 58837500 5.88 1000879283
  (i)   Tata Sons Limited AAACT4060A 1 912508075 0 0 912508075 31.60 912508075 0 912508075 31.06 0 31.60 0 0.00 58837500 6.45 912508075
  (ii)  Tata Industries Limited AAACT4058L 1 72203630 0 0 72203630 2.50 72203630 0 72203630 2.46 0 2.50 0 0.00 0 0.00 72203630
  (iii) Tata Investment Corporation Limited AAACT4120F 1 10600000 0 0 10600000 0.37 10600000 0 10600000 0.36 0 0.37 0 0.00 0 0.00 10600000
  (iv) Ewart Investments Limited AAACE2546C 1 3084542 0 0 3084542 0.11 3084542 44065 3128607 0.11 0 0.11 0 0.00 0 0.00 3084542
  (v)  Tata Chemicals Ltd AAACT4059M 1 1966294 0 0 1966294 0.07 1966294 0 1966294 0.07 0 0.07 0 0.00 0 0.00 1966294
  (vi)  Af-Taab Investment Company Limited AAACA4800H 1 357159 0 0 357159 0.01 357159 5102 362261 0.01 0 0.01 0 0.00 0 0.00 357159
  (vii)  Tata Steel Limited AAACT2803M 1 100000 0 0 100000 0.0035 100000 0 100000 0.00 0 0.00 0 0.00 0 0.00 100000
  (viii)   Simto Investment Company Limited AAACS5546G 1 59583 0 0 59583 0.00 59583 0 59583 0.00 0 0.00 0 0.00 0 0.00 59583
(ii) Trust   4 1774880 0 0 1774880 0.06 1774880 0 1774880 0.06 0 0.06 0 0.00 0 0.00 1774880
  (i)   Sir Ratan Tata Trust AAATS1013P 1 859200 0 0 859200 0.03 859200 0 859200 0.03 0 0.03 0 0.00 0 0.00 859200
  (ii)  Sir Dorabji Tata Trust AAATS0494G 1 808960 0 0 808960 0.03 808960 0 808960 0.03 0 0.03 0 0.00 0 0.00 808960
  (iii)  J R D Tata Trust AAATT0165F 1 105280 0 0 105280 0.00 105280 0 105280 0.00 0 0.00 0 0.00 0 0.00 105280
  (iv)  Lady Tata Memorial Trust AAATL0052B 1 1440 0 0 1440 0.00 1440 0 1440 0.00 0 0.00 0 0.00 0 0.00 1440
Sub-Total (A)(1)    12 1002654163 0 0 1002654163 34.73 1002654163 49167 1002703330 34.13 0 34.73 0 0.00 58837500 5.87 1002654163
(2) Foreign                                     
(a)  Individuals (Non-Resident Individuals/ Foreign Individuals)    0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(b)  Government    0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(c)  Institutions    0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(d)  Foreign Portfolio Investor    0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(e)  Any Other (specify)                                     
Sub-Total (A)(2)    0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2)   12 1002654163 0 0 1002654163 34.73 1002654163 49167 1002703330 34.13 0 34.73 0 0.00 58837500 5.87 1002654163
#TATA AIA LIFE INSURANCE COMPANY LIMITED ( Formerly known as Tata AIG Life Insurance Company Limited Is not considered part of Promoter Group holds 3703090 Ordinary Shares representing 0.13% of the paidup Ordinary Share Capital. Accordingly, their holding is included under Public Shareholding under the head “Instutitions”-Insurance Companies
Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.
Note:  
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The term “Encumbrance” has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

Table III – Statement showing shareholding pattern of the Public shareholder

  Category & Name of the Shareholders  PAN  Nos. of shareholder  No. of fully paid up equity shares held  Partly paid-up equity shares held*  Nos. of shares underlying Depository Receipts  Total nos. shares held  Shareholding % calculated as per SCRR, 1957  Number of Voting Rights held in each class of securities  No. of Shares Underlying Outstanding convertible securities (including Warrants)  Total Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital)  Number of Locked in shares  Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form 
(I)  (II)  (III)  (IV)  (V)  (VI)  (VII = IV+V+VI)  As a % of (A+B+C2)
(VIII) 
(IX)  (X)  (XI) = (VII)+(X) as a % of A+B+C2  (XII)  (XIII)  (XIV) 
No of Voting Rights  Total as a % of Total Voting rights  No.  As a % of total Shares held  No.  (not applicable) As a % of total shares held (Not applicable)
Class X  Class Y  Total (a)  (b)  (a)  (b) 
(1) Institutions                               NA  
(a) Mutual Funds/UTI   342 153694762 0 0 153694762 5.32 153694762 13936935 167631697 5.71 0 5.32 0 0.00 NA 153606032
  (i)   Icici Prudential Balanced Fund AAAAI0038F 64 36043606 0 0 36043606 1.25 36043606 1947434 37991040 1.29 0 1.25 0 0.00 NA 36043606
(b) Venture Capital Funds   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(c) Alternate Investment Funds   0 0 0 0 0 0.00 0 92493 92493 0.00 0 0.00 0 0.00 NA 0
(d) Foreign Venture Capital Investors   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(e) Foreign Portfolio Investors   817 678368528 0 0 678368528 23.49 678368528 29355977 707724505 24.09 0 23.49 0 0.00 NA 678325153
  (i)  Government Of Singapore AAAJG0594R 2 53984956 0 0 53984956 1.87 53984956 2950828 56935784 1.94 0 1.87 0 0.00 NA 53984956
(f) Financial Institutions/ Banks   178 3629225 0 0 3629225 0.13 3629225 220789 3850014 0.13 0 0.13 0 0.00 NA 3370825
(g) Insurance Companies   160 303670468 0 0 303670468 10.52 303670468 966517 304636985 10.37 0 10.52 0 0.00 NA 303668918
  (i)  Life Insurance Corporation Of India AAACL0582H  39 149423428 0 0 149423428 5.18 149423428 0 149423428 5.09 0 5.18 0 0.00 NA 149421878
  (i)  Icici Prudential Life Insurance Company Ltd AAACI7351P 1 45396054 0 0 45396054 1.57 45396054 0 45396054 1.55 0 1.57 0 0.00 NA 45396054
(h) Provident Funds/ Pension Funds   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(i) Any Other (specify)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
Sub-Total (B)(1)   1497 1139362983 0 0 1139362983 39.46 1139362983 44572711 1183935694 40.29 0 39.46 0 0.00 NA 1138970928
(2) Central Government/ State Government(s)/ President of India   9 3759472 0 0 3759472 0.13 3759472 426234 4185706 0.14 0 0.13 0 0.00 NA 1745567
Sub-Total (B)(2)   9 3759472 0 0 3759472 0.13 3759472 426234 4185706 0.14 0 0.13 0 0.00 NA 1745567
(3) Non-institutions                              
(a) Individuals –   512209 182005806 570 0 182006376 6.30 182006376 4296483 186302859 6.34 0 6.30 0 0.00 NA 157435528
  i. Individual shareholders holding nominal share capital up to Rs. 2 lakhs.   512180 178120920 570 0 178121490 6.17 178121490 3816276 181937766 6.19 0 6.17 0 0.00 NA 153773102
  ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.   29 3884886 0 0 3884886 0.13 3884886 480207 4365093 0.15 0 0.13 0 0.00 NA 3662426
(b) NBFCs registered with RBI   14 21690 0 0 21690 0.00 21690 6028 27718 0.00 0 0.00 0 0.00 NA 21690
(c) Employee Trusts   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(d) Overseas Depositories (holding DRs) (balancing figure)   3 496135545 0 0 496135545 17.18 496135545 0 496135545 16.89 0 17.18 0 0.00 NA 496114795
  (i)  Citibank N.A. New York, Nyadr Department AAACC0462F 3 496135545 0 0 496135545 17.18 496135545 0 496135545 16.89 0 17.18 0 0.00 NA 496114795
(e) Any Other (specify)   17078 63408199 0 0 63408199 2.20 63408199 1499606 64907805 2.21 0 2.20 0 0.00 NA 60242358
  (i) Bodies Corporate   2316 11843302 0 0 11843302 0.41 11843302 756217 12599519 0.43 0 0.41 0 0.00 NA 11305752
  (ii) Clearing Members   975 13032733 0 0 13032733 0.45 13032733 259462 13292195 0.45 0 0.45 0 0.00 NA 13032733
  (iii) Limited Liablity Partnership – LLP   73 446786 0 0 446786 0.02 446786 36458 483244 0.02 0 0.02 0 0.00 NA 446786
  (iv) Trusts   102 19035710 0 0 19035710 0.66 19035710 200274 19235984 0.65 0 0.66 0 0.00 NA 19033960
  (v) Non-Resident Individual   13487 12062123 0 0 12062123 0.42 12062123 247195 12309318 0.42 0 0.42 0 0.00 NA 9436072
  (vi) OCBs/Foreign Cos   3 490 0 0 490 0.00 490 0 490 0.00 0 0.00 0 0.00 NA 0
  (vii)  Foreign Bodies   7 163487 0 0 163487 0.01 163487 0 163487 0.01 0 0.01 0 0.00 NA 163487
  (viii) LLP- DR   1 750 0 0 750 0.00 750 0 750 0.00 0 0.00 0 0.00 NA 750
  (ix) Foreign Inst. Investores – DR   1 321226 0 0 321226 0.01 321226 0 321226 0.01 0 0.01 0 0.00 NA 321226
  (x) Foreign Bodies – DR   5 6214716 0 0 6214716 0.22 6214716 0 6214716 0.21 0 0.22 0 0.00 NA 6214716
  (xi) Foreign National- DR   108 286876 0 0 286876 0.01 286876 0 286876 0.01 0 0.01 0 0.00 NA 286876
Sub-Total (B)(3)   529304 741571240 570 0 741571810 25.68 741571810 5802117 747373927 25.44 0 25.68 0 0.00 NA 713814371
Total Public Shareholding
(B)= (B)(1)+(B)(2)+(B)(3)
  530810 1884693695 570 0 1884694265 65.27 1884694265 50801062 1935495327 65.87 0 65.27 0 0.00 NA 1854530866
* Partly paid up shares pertain to court cases wherein Rs 1 is outstanding on 310 shares and Rs 0.50 is outstanding on 260 shares, both of face value Rs 2/- each.
Details of the shareholders acting as persons in Concert including their Shareholding (No. and %):
Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.
Note:  
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The above format needs to be disclosed along with the name of following persons:
Institutions/Non Institutions holding more than 1% of total number of shares.
(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian,

Table IV – Statement showing shareholding pattern of the Non Promoter- Non Public shareholder

  Category & Name of the Shareholders  PAN  No. of shareholder  No. of fully paid up equity shares held  Partly paid-up equity shares held  Nos. of shares underlying Depository Receipts  Total nos. shares held  Shareholding % calculated as per SCRR, 1957  Number of Voting Rights held in each class of securities  No. of Shares Underlying Outstanding convertible securities (including Warrants)  Total Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital)  Number of Locked in shares  Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form 
(I)  (II)  (III)  (IV)  (V)  (VI)  (VII = IV+V+VI)  As a % of (A+B+C2)
(VIII) 
(IX)  (X)  (XI) = (VII)+(X) as a % of A+B+C2  (XII)  (XIII)  (XIV)
(Not Applicable)
No of Voting Rights  Total as a % of Total Voting rights  No.  As a % of total Shares held  No.  (not appli-cable) As a % of total shares held (Not applicable)
Class X  Class Y  Total (a)  (b)  (a)  (b) 
(1) Custodian/DR Holder   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00   0
(a) Name of DR Holder (if available)                             NA  
(i) abc,.,..                             NA  
(ii) efg….                               NA  
(2) Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0
(a) Name (abc…                             NA  
Total Non-Promoter- Non Public Shareholding (C)= (C)(1)+(C)(2)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
Note
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The above format needs to disclose name of all holders holding more than 1% of total number of shares
(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available,