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Shareholding Pattern

 

 

CLAUSE 35 OF EQUITY LISTING AGREEMENT

Name of the Company : TATA MOTORS LIMITED
Scrip Code, Name of the scrip, class of security : BSE : 570001 , NSE : TATAMTRDVR, Class Y ( 'A' Ordinary Shares with Differential Voting Rights)
Quarter ended : 30th September 2014

(I) (a) Statement showing Shareholding Pattern

Partly paid-up shares:- No. of partly paid-up shares As a % of total no. of partly paid-up shares As a % of total no. of shares of the company
Held by Promoter / Promoter Group 0 0 0
Held by public 0 0 0
Total 0 0 0
Outstanding convertible securities:- No. of outstanding securities As a % of total No. of outstanding convertible securities As a % of total no. of shares of the company, assuming full conversion of the convertible securities
Held by Promoter / Promoter Group 0 0 0
Held by public 0 0 0
Total 0 0 0
Warrants:- No. of warrants As a % of total no. of warrants As a % of total no. of shares of the company, assuming full conversion of warrants
Held by Promoter / Promoter Group 0 0 0
Held by public 0 0 0
Total 0 0 0
Total paid-up capital of the company assuming full conversion of warrants and convertible securities 481966945
Category code (I) Category of Shareholder (II) Number of shareholders (III) Total number of shares (IV) Number of shares held in dematerialised form
(V)
Total Shareholding as a percentage of total number of shares Shares pledged or otherwise encumbered
As a percentage of (A+B) (VI) As a percentage of (A+B+C) (VII) Number of shares (VIII) As a Percentage
(IX)=(VIII) /
(IV)*100
(A) Promoter and Promoter Group2              
1 Indian              
(a) Individuals/ Hindu Undivided Family 0 0 0 0.00 0.00    
(b) Central Government/ State Government(s) 0 0 0 0.00 0.00    
(c) Bodies Corporate 4 2478587 2478587 0.51 0.51 0 0.00
(d) Financial Institutions/ Banks 0 0 0 0.00 0.00    
(e) Any Others (Specify)              
(e-i) Trust  0 0 0 0.00 0.00    
  Sub Total (A)(1) 4 2478587 2478587 0.51 0.51 0 0.00
                 
2 Foreign              
a Individuals (Non-Residents Individuals/
Foreign Individuals)
0 0 0 0.00 0.00    
b Bodies Corporate 0 0 0 0.00 0.00    
c Institutions 0 0 0 0.00 0.00    
d Qualified Foreign Investor 0 0 0 0.00 0.00    
e Any Others(Specify) 0 0 0 0.00 0.00    
  Sub Total (A)(2) 0 0 0 0.00 0.00 0 0.00
                 
  Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) 4 2478587 2478587 0.51 0.51 0.00 0.00
                 
(B) Public shareholding              
B 1 Institutions              
(a) Mutual Funds/ UTI 117 102658334 102658334 21.30 21.30    
(b) Financial Institutions / Banks 4 64303 64303 0.01 0.01    
(c) Central Government/ State Government(s) 2 343500 343500 0.07 0.07    
(d)  Venture Capital Funds  0 0 0 0.00 0.00    
(e) Insurance Companies 5 2977356 2977356 0.62 0.62    
(f) Foreign Institutional Investors 250 321140862 321140862 66.64 66.64    
(g) Foreign Venture Capital Investors 0 0 0 0.00 0.00    
(h) Qualified Foreign Investor 0 0 0 0.00 0.00    
(i) Any Other (specify)              
( i- i ) Foreign Nationals       0.00 0.00    
  Sub-Total (B)(1) 378 427184355 427184355 88.64 88.64 0 0
                 
B 2 Non-institutions              
(a) Bodies Corporate 976 10229920 10229735 2.12 2.12    
(b) Individuals              
I  Individual shareholders holding nominal share capital up to Rs 1 lakh 49847 26085240 25838996 5.41 5.41    
II  Individual shareholders holding nominal share capital in excess of Rs. 1 lakh. 59 12632553 12632553 2.62 2.62    
(c) Qualified Foreign Investor 0 0 0 0.00 0.00    
(d) Any Other (specify)              
(d-i) Non Resident Indians  1156 1402140 1398565 0.29 0.29    
(d-ii) Clearing Member  411 1758869 1758869 0.37 0.37    
(d-iii )  Trusts 9 195281 195281 0.04 0.04    
  Sub-Total (B)(2) 52458 52304003 52053999 10.85 10.85    
                 
  Total Public Shareholding (B)= (B)(1)+(B)(2) 52836 479488358 479238354 99.49 99.49 0 0
  TOTAL (A)+(B) 52840 481966945 481716941 100.00 100.00    
(C) Shares held by Custodians and against which Depository Receipts have been issued              
i Promoter / Promoter Group 0 0 0   0.00 0 0
ii Public 0 0 0   0.00    
  GRAND TOTAL (A)+(B)+(C) 52840 481966945 481716941   100.00    
Sr. No. Notes
1 For determining public shareholding for the purpose of Clause 40A.
2 For definitions of "Promoter" and "Promoter Group", refer to Clause 40A.
3 For definitions of "Public Shareholding", refer to Clause 40A.

 

(I)(b) Statement showing Shareholding of persons belonging to the category "Promoter and Promoter Group"

Sr. No.
Name of the shareholder Details of Shares held Encumbered Share Details of warrants Details of convertible securties Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital (XII)
No.of Shares held (III) As a % of Grand Total (A) + (B) + (C) (IV) Number of Shares (V) As a %  (VI) = (V) /(III) *100 As a % of grand total (A) + (B) + (C) of sub-clause (I)(a) (VII) No. of warrants held (VIII) As a % of total numbers of warrants of the same class (IX) No. of convertible securities held
(X)
As a % of total numbers of convertible securities of same class (XI)
1 TATA SONS LIMITED 1,995,907 0.41 - - - - - - - 0.41
2 EWART INVESTMENTS LIMITED 417,655 0.09 - - - - - - - 0.09
3 AF-TAAB INVESTMENT COMPANY LIMITED 48,360 0.01 - - - - - - - 0.01
4 TATA GLOBAL BEVERAGES LIMITED 16,665 0.00 - - - - - - - 0.00
TOTAL 2,478,587 0.51 - - - - - - - 0.51

 

(I) (c) (i) Statement showing holding of securities (including shares,warrants,convertible securities) of persons belonging to the category "Public" and holding more than 1% of the total number of shares

Sr. No. Name of the shareholder  No.of Shares held   Shares as a percentage of total number of shares {.i.e. Grand Total (A)+(B)+(C) indicated in Statement at para (I) (a) above} Details of  warrants Details of  convertible securties Total shares(including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
No.of warrants held  As a % of total number of warrants of the same class   No.of convertible securities held
% w.r.t. total number of convertible securities of same class
1 MATTHEWS ASIA DIVIDEND FUND 25,359,606 5.26 - - - - 5.26
2 HSBC GLOBAL INVESTMENT FUNDS A/C HSBC GIF MAURITIUS LIMITED 25,128,664 5.21 - - - - 5.21
3 HDFC TRUSTEE COMPANY LIMITED-HDFC EQUITY FUND 18,611,750 3.86 - - - - 3.86
4 GOLDMAN SACHS (SINGAPORE) PTE 16,858,984 3.50 - - - - 3.50
5 COPTHALL MAURITIUS INVESTMENT LIMITED 15,456,907 3.21 - - - - 3.21
6 HDFC TRUSTEE COMPANY LIMITED - HDFC TOP 200 FUND 14,507,057 3.01 - - - - 3.01
7 MERRILL LYNCH CAPITAL MARKETS ESPANA S.A. S.V. 14,317,362 2.97 - - - - 2.97
8 SWISS FINANCE CORPORATION (MAURITIUS) LIMITED 10,321,716 2.14 - - - - 2.14
9 GOVERNMENT OF SINGAPORE 10,137,520 2.10         2.10
10 SKAGEN GLOBAL VERDIPAPIRFOND 8,226,456 1.71         1.71
11 FRANKLIN TEMPLETON INVESTMENT FUNDS 8,050,000 1.67 - - - - 1.67
12 SBI MAGNUM TAXGAIN SCHEME 8,000,000 1.66 - - - - 1.66
13 GOVERNMENT PENSION FUND GLOBAL 7,481,486 1.55         1.55
14 THE MASTER TRUST BANK OF JAPAN, LTD. A/C HSBCINDIAN EQUITY MOTHER FUND 7,002,596 1.45 - - - - 1.45
15 HDFC TRUSTEE COMPANY LIMITED - HDFC TAX SAVERFUND 6,685,418 1.39 - - - - 1.39
16 D. E. SHAW OCULUS INVESTMENTS BI-FI 1 MAURITIUS LIMITED 6,167,200 1.28 - - - - 1.28
17 EASTSPRING INVESTMENTS INDIA EQUITY OPEN LIMITED 6,128,749 1.27         1.27
18 MORGAN STANLEY ASIA (SINGAPORE) PTE. 6,054,175 1.26 - - - - 1.26
19 NORDEA EMERGING MARKET EQUITIES FUND 5,983,777 1.24         1.24
20 HDFC TRUSTEE COMPANY LIMITED - HDFC PRUDENCE FUND 5,442,427 1.13         1.13
GRAND TOTAL 225,921,850 46.87 - - - - 46.87

 

(I) (c) (ii) Statement showing holding of securities (including shares,warrants,convertible securities) of persons (together with PAC) belonging to the category "Public" and holding more than 5% of the total number of shares of the company

Sr. No. Name of the shareholder  No.of Shares held   Shares as a percentage of total number of shares {.i.e. Grand Total (A)+(B)+(C) indicated in Statement at para (I) (a) above} Details of warrants Details of convertible securties Total shares(including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
No.of warrants held  As a % of total number of warrants of the same class   No.of convertible securities held
% w.r.t. total number of convertible securities of same class
1 MATTHEWS ASIA DIVIDEND FUND 25,359,606 5.26 - - - - 5.26
2 HSBC GLOBAL INVESTMENT FUNDS A/C HSBC GIF MAURITIUS LIMITED 25,128,664 5.21 - - - - 5.21
Grand TOTAL 50,488,270 10.47 - - - - 10.47

 

(I)(d) Statement showing details of locked-in shares

Sr. No. Name of the shareholder Number of locked-in shares Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} Promoter / Promoter Group / Public
1 NIL NIL NIL NIL
TOTAL      

 

(II)(a) Statement showing details of Depository Receipts (DRs)

Sr. No. Type of outstanding DR (ADRs, GDRs, SDRs, etc.) Number of outstanding
DRs 
Number of shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
1 NIL NIL NIL NIL
TOTAL      

 

(II)(b) Statement showing Holding of Depository Receipts (DRs), where underlying shares held by Promoter / Promoter Group are in excess of 1% of the total number of shares

Sr. No. Name of the DR Holder Type of outstanding DR (ADRs, GDRs, SDRs, etc.) Number of shares
underlying outstanding  DRs 
Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
1 NIL NIL NIL NIL
TOTAL      

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