CLAUSE 35 OF EQUITY LISTING AGREEMENT
Name of the Company:TATA MOTORS LIMITED
Name of the scrip, class of security - Class Y ( 'A' Ordinary Shares with Differential Voting Rights)
Scrip Code :570001
Quarter Ended : 31st March 2012
(I) (a) Statement showing Shareholding Pattern
| Partly paid-up shares:- |
No. of partly paid-up shares |
As a % of total no. of partly paid-up shares |
As a % of total no. of shares of the company |
| Held by Promoter / Promoters Group |
0 |
0 |
0 |
| Held by public |
0 |
0 |
0 |
| Total |
0 |
0 |
0 |
| Outstanding convertible securities:- |
No. of outstanding securities |
As a % of total No. of outstanding convertible securities |
As a % of total no. of shares of the company, assuming full conversion of the convertible securities |
| Held by Promoter / Promoters Group |
0 |
0 |
0 |
| Held by public |
0 |
0 |
0 |
| Total |
0 |
0 |
0 |
| Warrants:- |
No. of warrants |
As a % of total no. of warrants |
As a % of total no. of shares of the company, assuming full conversion of warrants |
| Held by Promoter / Promoters Group |
0 |
0 |
0 |
| Held by public |
0 |
0 |
0 |
| Total |
0 |
0 |
0 |
| Total paid-up capital of the company assuming full conversion of warrants and convertible securities |
| Category code (I) |
Category of Shareholder (II) |
Number of shareholders (III) |
Total number of shares (IV) |
Number of shares held in dematerialised form
(V) |
Total Shareholding as a percentage of total number of shares |
Shares pledged or otherwise encumbered |
| As a percentage of (A+B) (VI) |
As a percentage of (A+B+C) (VII) |
Number of shares (VIII) |
As a Percentage
(IX)=(VIII) /
(IV)*100 |
| (A) |
Shareholding of Promoter and Promoter Group2 |
|
|
|
|
|
|
|
| 1 |
Indian |
|
|
|
|
|
|
|
| (a) |
Individuals/ Hindu Undivided Family |
0 |
0 |
0 |
0.00 |
0.00 |
|
|
| (b) |
Central Government/ State Government(s) |
0 |
0 |
0 |
0.00 |
0.00 |
|
|
| (c) |
Bodies Corporate |
7 |
18600448 |
18600448 |
3.86 |
3.86 |
0 |
0 |
| (d) |
Financial Institutions/ Banks |
0 |
0 |
0 |
0.00 |
0.00 |
|
|
| (e) |
Any Others(Specify) |
|
|
|
|
|
|
|
| (e-i) |
Trust |
0 |
0 |
0 |
0.00 |
0.00 |
|
|
| Sub Total(A)(1) |
7 |
18600448 |
18600448 |
3.86 |
3.86 |
0 |
0 |
| |
|
|
|
|
|
|
|
|
| 2 |
Foreign |
|
|
|
|
|
|
|
| a |
Individuals (Non-Residents Individuals/
Foreign Individuals) |
0 |
0 |
0 |
0.00 |
0.00 |
|
|
| b |
Bodies Corporate |
0 |
0 |
0 |
0.00 |
0.00 |
|
|
| c |
Institutions |
0 |
0 |
0 |
0.00 |
0.00 |
|
|
| d |
Any Others(Specify) |
0 |
0 |
0 |
0.00 |
0.00 |
|
|
| |
Sub Total(A)(2) |
0 |
0 |
0 |
0.00 |
0.00 |
0 |
0 |
| |
|
|
|
|
|
|
|
|
| |
Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) |
7 |
18600448 |
18600448 |
3.86 |
3.86 |
|
|
| |
|
|
|
|
|
|
|
|
| (B) |
Public shareholding |
|
|
|
|
|
|
|
| B 1 |
Institutions |
|
|
|
|
|
|
|
| (a) |
Mutual Funds/ UTI |
129 |
182545509 |
182545509 |
37.87 |
37.87 |
|
|
| (b) |
Financial Institutions / Banks |
6 |
425521 |
425521 |
0.09 |
0.09 |
|
|
| (c) |
Central Government/ State Government(s) |
0 |
0 |
0 |
0.00 |
0.00 |
|
|
| (d) |
Venture Capital Funds |
0 |
0 |
0 |
0.00 |
0.00 |
|
|
| (e) |
Insurance Companies |
8 |
25201560 |
25201560 |
5.23 |
5.23 |
|
|
| (f) |
Foreign Institutional Investors |
130 |
188323828 |
188323828 |
39.08 |
39.08 |
|
|
| (g) |
Foreign Venture Capital Investors |
0 |
0 |
0 |
0.00 |
0.00 |
|
|
| (h) |
Any Other (specify) |
|
|
|
|
|
|
|
| ( h- i ) |
Foreign Nationals |
1 |
2500 |
2500 |
0.00 |
0.00 |
|
|
| Sub-Total (B)(1) |
274 |
396498918 |
396498918 |
82.27 |
82.27 |
|
|
| |
|
|
|
|
|
|
|
|
| B 2 |
Non-institutions |
|
|
|
|
|
N.A. |
N.A. |
| (a) |
Bodies Corporate |
1076 |
14638231 |
14638046 |
3.04 |
3.04 |
|
|
| (b) |
Individuals |
|
|
|
|
|
|
|
| I |
Individuals -i. Individual shareholders holding nominal share capital up to Rs 1 lakh |
43674 |
30681074 |
30411759 |
6.37 |
6.37 |
|
|
| II |
ii. Individual shareholders holding nominal share capital in excess of Rs. 1 lakh. |
66 |
13553376 |
13553376 |
2.81 |
2.81 |
|
|
| (c) |
Any Other (specify) |
|
|
|
|
|
|
|
| (c-i) |
Directors & their Relatives |
7 |
278130 |
278130 |
0.06 |
0.06 |
|
|
| (c-ii) |
Non Resident Indians |
1033 |
2917834 |
2914259 |
0.60 |
0.60 |
|
|
| (c-iii) |
Clearing Member |
484 |
4618567 |
4618567 |
0.96 |
0.96 |
|
|
| (c-iv ) |
Trusts |
14 |
146537 |
146537 |
0.03 |
0.03 |
|
|
| Sub-Total (B)(2) |
46354 |
66833749 |
66560674 |
13.87 |
13.87 |
|
|
| |
|
|
|
|
|
|
|
|
| (B) |
Total Public Shareholding (B)= (B)(1)+(B)(2) |
46628 |
463332667 |
463059592 |
96.14 |
96.14 |
N.A. |
N.A. |
| |
TOTAL (A)+(B) |
46635 |
481933115 |
481660040 |
100.00 |
100.00 |
|
|
| (C) |
Shares held by Custodians and against which Depository Receipts have been issued |
|
|
|
|
|
|
|
| i |
Promoter / Promoter Group |
0 |
0 |
0 |
0.00 |
0.00 |
N.A. |
N.A. |
| ii |
Public |
0 |
0 |
0 |
0.00 |
0.00 |
|
|
| GRAND TOTAL (A)+(B)+(C) |
46635 |
481933115 |
481660040 |
|
100.00 |
|
|
| Sr.No |
Notes |
| 1 |
For determining public shareholding for the purpose of Clause 40A. |
| 2 |
For definitions of "Promoter" and "Promoter Group", refer to Clause 40A. |
| 3 |
For definitions of "Public Shareholding", refer to Clause 40A. |
(I)(b) Statement showing Shareholding of persons belonging to the category “Promoter and Promoter Group”
Sr. No.
(I) |
Name of the shareholder
(II) |
Details of Shares held |
Encumbered Share |
Details of warrants |
Details of convertible securties |
Total shares(including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital (XII) |
| No.of Shares held (III) |
As a % of Grand Total (A)+(B)+(C) (IV) |
Number of Shares (V) |
As a Percentage (VI)=(V)/(III)*100 |
As a % of grand total (A)+(B)+(C ) of sub-clause (I)(a) (VII) |
No.of warrants held (VIII) |
As a % of total numbers of warrants of the same class (IX) |
No.of convertible securities held
(X) |
As a % of total numbers of convertible securities of same class (XI) |
| 1 |
TATA SONS LIMITED |
12,489,493 |
2.59 |
- |
- |
- |
- |
- |
- |
- |
2.59 |
| 2 |
TATA INVESTMENT CORPORATION LIMITED |
3,425,000 |
0.71 |
- |
- |
- |
- |
- |
- |
- |
0.71 |
| 3 |
TATA INDUSTRIES LIMITED |
2,195,210 |
0.46 |
- |
- |
- |
- |
- |
- |
- |
0.46 |
| 4 |
EWART INVESTMENTS LIMITED |
417,655 |
0.09 |
- |
- |
- |
- |
- |
- |
- |
0.09 |
| 5 |
AF-TAAB INVESTMENT COMPANY LIMITED |
48,360 |
0.01 |
- |
- |
- |
- |
- |
- |
- |
0.01 |
| 6 |
TATA GLOBAL BEVERAGES LIMITED |
16,665 |
0.00 |
- |
- |
- |
- |
- |
- |
- |
0.00 |
| 7 |
SIMTO INVESTMENT COMPANY LIMITED |
8,065 |
0.00 |
- |
- |
- |
- |
- |
- |
- |
0.00 |
| TOTAL |
18600448 |
3.86 |
- |
- |
- |
- |
- |
- |
- |
3.86 |
(I) (c) (i) Statement showing holding of securities (including shares,warrants,convertible securities) of persons belonging to the category "Public" and holding more than 1% of the total number of shares
Sr. No.
(I) |
Name of the shareholder
(II) |
Details of Shares held |
Details of warrants |
Details of convertible securties |
Total shares(including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital |
| No.of Shares held |
Shares as a percentage of total number of shares {.i.e. Grand Total (A)+(B)+(C) indicated in Statement at para (I) (a) above} |
No.of warrants held |
As a % of total number of warrants of the same class |
No.of convertible securities held
|
% w.r.t. total number of convertible securities of same class |
| 1 |
HDFC TRUSTEE COMPANY LIMITED - HDFC TOP 200 FUND |
32,137,761 |
6.67 |
- |
- |
- |
- |
6.67 |
| 2 |
HDFC TRUSTEE COMPANY LIMITED-HDFC EQUITY FUND |
29,246,932 |
6.07 |
- |
- |
- |
- |
6.07 |
| 3 |
PCA INDIA EQUITY OPEN LIMITED |
17,264,090 |
3.58 |
- |
- |
- |
- |
3.58 |
| 4 |
BARCLAYS CAPITAL MAURITIUS LIMITED |
16,359,515 |
3.39 |
- |
- |
- |
- |
3.39 |
| 5 |
HDFC TRUSTEE COMPANY LIMITED - HDFC PRUDENCE FUND |
11,342,346 |
2.35 |
- |
- |
- |
- |
2.35 |
| 6 |
BIRLA SUN LIFE INSURANCE COMPANY LIMITED |
11,317,685 |
2.35 |
- |
- |
- |
- |
2.35 |
| 7 |
SWISS FINANCE CORPORATION (MAURITIUS) LIMITED |
9,933,278 |
2.06 |
- |
- |
- |
- |
2.06 |
| 8 |
COPTHALL MAURITIUS INVESTMENT LIMITED |
9,240,543 |
1.92 |
- |
- |
- |
- |
1.92 |
| 9 |
SBI MUTUAL FUND - MAGNUM TAX GAIN 1993 |
8,525,678 |
1.77 |
- |
- |
- |
- |
1.77 |
| 10 |
DRAGON PEACOCK INVESTMENTS LIMITED |
8,294,025 |
1.72 |
- |
- |
- |
- |
1.72 |
| 11 |
BAJAJ ALLIANZ LIFE INSURANCE COMPANY LTD. |
7,834,500 |
1.63 |
- |
- |
- |
- |
1.63 |
| 12 |
HDFC TRUSTEE COMPANY LIMITED - HDFC TAX SAVERFUND |
6,685,418 |
1.39 |
- |
- |
- |
- |
1.39 |
| 13 |
BLACKROCK INDIA EQUITIES FUND (MAURITIUS) LIMITED |
6,147,850 |
1.28 |
- |
- |
- |
- |
1.28 |
| 14 |
SBIMF MAGNUM SECTOR FUND UMBRELLA CONTRA |
5,972,099 |
1.24 |
- |
- |
- |
- |
1.24 |
| 15 |
GOVERNMENT PENSION FUND GLOBAL |
5,845,425 |
1.21 |
- |
- |
- |
- |
1.21 |
| 16 |
ICICI PRUDENTIAL DYNAMIC PLAN |
5,450,409 |
1.13 |
|
|
|
|
1.13 |
| 17 |
ROBECO CAPITAL GROWTH FUNDS |
4,869,999 |
1.01 |
|
|
|
|
1.01 |
| 18 |
GOVERNMENT OF SINGAPORE |
4,863,129 |
1.01 |
|
|
|
|
1.01 |
| 19 |
DSP BLACKROCK TOP 100 EQUITY FUND |
4,839,630 |
1.00 |
|
|
|
|
1.00 |
| GRAND TOTAL |
206,170,312 |
42.78 |
- |
- |
- |
- |
42.78 |
(I) (c) (ii) Statement showing holding of securities (including shares,warrants,convertible securities) of persons (together with PAC) belonging to the category "Public" and holding more than 5% of the total number of shares of the company
Sr. No.
(I) |
Name of the shareholder
(II) |
Details of Shares held |
Details of warrants |
Details of convertible securties |
Total shares(including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital |
| No.of Shares held |
Shares as a percentage of total number of shares {.i.e. Grand Total (A)+(B)+(C) indicated in Statement at para (I) (a) above} |
No.of warrants held |
As a % of total number of warrants of the same class |
No.of convertible securities held
|
% w.r.t. total number of convertible securities of same class |
| 1 |
HDFC TRUSTEE COMPANY LIMITED - HDFC TOP 200 FUND |
32,137,761 |
6.67 |
- |
- |
- |
- |
6.67 |
| 2 |
HDFC TRUSTEE COMPANY LIMITED-HDFC EQUITY FUND |
29,246,932 |
6.07 |
- |
- |
- |
- |
6.07 |
| Grand TOTAL |
61,384,693 |
12.74 |
- |
- |
- |
- |
12.74 |
(I)(d) Statement showing details of locked-in shares
| Sr. No. |
Name of the shareholder |
Category of Shareholders (Promotes / Public) |
Number of locked-in shares |
Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} |
| 1 |
NIL |
|
NIL |
NIL |
| TOTAL |
|
|
|
(II)(a) Statement showing details of Depository Receipts (DRs)
| Sr. No. |
Type of outstanding DR (ADRs, GDRs, SDRs, etc.) |
Number of outstanding
DRs |
Number of shares underlying outstanding DRs |
Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} |
| 1 |
NIL |
NIL |
NIL |
NIL |
| TOTAL |
0 |
0 |
0.00 |
(II)(b) Statement showing Holding of Depository Receipts (DRs), where underlying shares held by Promoter / Promoter Group are in excess of 1% of the total number of shares
| Sr. No. |
Name of the DR Holder |
Type of outstanding DR (ADRs, GDRs, SDRs, etc.) |
Number of shares
underlying outstanding DRs |
Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} |
| 1 |
NIL |
NIL |
NIL |
NIL |
| TOTAL |
|
|
|
|