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Shareholding Pattern

 

 

CLAUSE 35 OF EQUITY LISTING AGREEMENT

Name of the Company : TATA MOTORS LIMITED
Name of the scrip, class of security - Class Y ('A' Ordinary Shares with Differential Voting Rights)
Scrip Code : BSE : 570001 , NSE : TATAMTRDVR
Quarter ended : 30th June 2014

(I) (a) Statement showing Shareholding Pattern

Partly paid-up shares:- No. of partly paid-up shares As a % of total no. of partly paid-up shares As a % of total no. of shares of the company
Held by Promoter / Promoter Group 0 0 0
Held by public 0 0 0
Total 0 0 0
Outstanding convertible securities:- No. of outstanding securities As a % of total No. of outstanding convertible securities As a % of total no. of shares of the company, assuming full conversion of the convertible securities
Held by Promoter / Promoter Group 0 0 0
Held by public 0 0 0
Total 0 0 0
Warrants:- No. of warrants As a % of total no. of warrants As a % of total no. of shares of the company, assuming full conversion of warrants
Held by Promoter / Promoter Group 0 0 0
Held by public 0 0 0
Total 0 0 0
Total paid-up capital of the company assuming full conversion of warrants and convertible securities 481966945
Category code (I) Category of Shareholder (II) Number of shareholders (III) Total number of shares (IV) Number of shares held in dematerialised form
(V)
Total Shareholding as a percentage of total number of shares Shares pledged or otherwise encumbered
As a percentage of (A+B) (VI) As a percentage of (A+B+C) (VII) Number of shares (VIII) As a Percentage
(IX)=(VIII) /(IV)*100
(A) Promoter and Promoter Group2              
1 Indian              
(a) Individuals/ Hindu Undivided Family 0 0 0 0.00 0.00    
(b) Central Government/ State Government(s) 0 0 0 0.00 0.00    
(c) Bodies Corporate 5 3228587 3228587 0.67 0.67 0 0.00
(d) Financial Institutions/ Banks 0 0 0 0.00 0.00    
(e) Any Others (Specify)              
(e-i) Trust 0 0 0 0.00 0.00    
  Sub Total (A)(1) 5 3228587 3228587 0.67 0.67 0 0.00
                 
2 Foreign              
a Individuals (Non-Residents Individuals/
Foreign Individuals)
0 0 0 0.00 0.00    
b Bodies Corporate 0 0 0 0.00 0.00    
c Institutions 0 0 0 0.00 0.00    
d Qualified Foreign Investor 0 0 0 0.00 0.00    
e Any Others(Specify) 0 0 0 0.00 0.00    
  Sub Total (A)(2) 0 0 0 0.00 0.00 0 0.00
                 
  Total Shareholding of Promoter     and Promoter Group (A)= (A)(1)+(A)(2) 5 3228587 3228587 0.67 0.67 0.00 0.00
                 
(B) Public shareholding              
B 1 Institutions              
(a) Mutual  Funds/ UTI 97 105243089 105243089 21.84 21.84    
(b) Financial Institutions / Banks 5 203915 203915 0.04 0.04    
(c) Central Government/ State Government(s) 1 122417 122417 0.03 0.03    
(d) Venture  Capital Funds 0 0 0 0.00 0.00    
(e) Insurance Companies 4 1597189 1597189 0.33 0.33    
(f) Foreign Institutional Investors 222 323205335 323205335 67.06 67.06    
(g) Foreign Venture Capital Investors 0 0 0 0.00 0.00    
(h) Qualified Foreign Investor 0 0 0 0.00 0.00    
(i) Any Other (specify)              
( i- i ) Foreign Nationals       0.00 0.00    
  Sub-Total (B)(1) 329 430371945 430371945 89.30 89.30 0 0
                 
B 2 Non-institutions              
(a) Bodies Corporate 859 11287288 11287103 2.34 2.34    
(b) Individuals              
I  Individual shareholders holding nominal share capital up to Rs 1 lakh 41065 24490417 24242188 5.08 5.08    
II  Individual shareholders holding nominal   share capital in excess of Rs. 1 lakh. 49 8808062 8808062 1.83 1.83    
(c) Qualified Foreign Investor 0 0 0 0.00 0.00    
(d) Any Other (specify)              
(d-i) Non Resident Indians 911 1204858 1201283 0.25 0.25    
(d-ii) Clearing Member 733 2366319 2366319 0.49 0.49    
(d-iii ) Trusts 9 209469 209469 0.04 0.04    
  Sub-Total (B)(2) 43626 48366413 48114424 10.03 10.03    
                 
  Total Public Shareholding (B)= (B)(1)+(B)(2) 43955 478738358 478486369 99.33 99.33 0 0
  TOTAL (A)+(B) 43960 481966945 481714956 100.00 100.00    
(C) Shares  held  by Custodians and against     which Depository Receipts have been issued              
i Promoter / Promoter Group 0 0 0   0.00 0 0
ii Public 0 0 0   0.00    
  GRAND TOTAL (A)+(B)+(C) 43960 481966945 481714956   100.00    
Sr. No. Notes
1 For determining public shareholding for the purpose of Clause 40A.
2 For definitions of "Promoter" and "Promoter Group", refer to Clause 40A.
3 For definitions of "Public Shareholding", refer to Clause 40A.

 

(I)(b) Statement showing Shareholding of persons belonging to the category "Promoter and Promoter Group"

Sr. No.
Name of the shareholder Details of Shares held Encumbered Share Details of warrants Details of convertible securties Total shares(including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital (XII)
No. of Shares held (III) As a % of Grand Total (A)+(B)+(C) (IV) Number of Shares (V) As a Percentage (VI)=
(V)/(III)*100
As a % of grand total (A)+(B)+(C) of sub-clause (I)(a)
(VII)
No. of warrants held (VIII) As a % of total numbers of warrants of the same class (IX) No. of convertible securities held
(X)
As a % of total numbers of convertible securities of same class (XI)
1 TATA SONS LIMITED 1,995,907 0.41 - - - - - - - 0.41
2 TATA INVESTMENT CORPORATION LIMITED 750,000 0.16 - - - - - - - 0.16
3 EWART INVESTMENTS LIMITED 417,655 0.09 - - - - - - - 0.09
4 AF-TAAB INVESTMENT COMPANY LIMITED 48,360 0.01 - - - - - - - 0.01
5 TATA GLOBAL BEVERAGES LIMITED 16,665 0.00 - - - - - - - 0.00
TOTAL 3,228,587 0.67 - - - - - - - 0.67

 

(I) (c) (i) Statement showing holding of securities (including shares,warrants,convertible securities) of persons belonging to the category "Public" and holding more than 1% of the total number of shares

Sr. No. Name of the shareholder  No.of Shares held   Shares as a percentage of total number of shares {.i.e. Grand Total (A)+(B)+(C) indicated in Statement at para (I) (a) above} Details of  warrants Details of  convertible securties Total shares(including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
No.of warrants held  As a % of total number of warrants of the same class   No.of convertible securities held
% w.r.t. total number of convertible securities of same class
1 MATTHEWS ASIA DIVIDEND FUND 33,395,515 6.93 - - - - 6.93
2 HSBC GLOBAL INVESTMENT FUNDS A/C HSBC GIF MAURITIUS LIMITED 27,062,051 5.62 - - - - 5.62
3 HDFC TRUSTEE COMPANY LIMITED-HDFC EQUITY FUND 22,195,750 4.61 - - - - 4.61
4 HDFC TRUSTEE COMPANY LIMITED - HDFC TOP 200 FUND 19,099,057 3.96 - - - - 3.96
5 MERRILL LYNCH CAPITAL MARKETS ESPANA S.A. S.V. 15,139,005 3.14 - - - - 3.14
6 GOVERNMENT OF SINGAPORE 13,632,495 2.83 - - - - 2.83
7 GOVERNMENT PENSION FUND GLOBAL 11,757,569 2.44 - - - - 2.44
8 SWISS FINANCE CORPORATION (MAURITIUS) LIMITED 10,342,176 2.15 - - - - 2.15
9 SKAGEN GLOBAL VERDIPAPIRFOND 8,226,456 1.71         1.71
10 SBI MAGNUM TAXGAIN SCHEME 8,000,000 1.66         1.66
11 HDFC TRUSTEE COMPANY LIMITED - HDFC PRUDENCE FUND 7,967,427 1.65 - - - - 1.65
12 FRANKLIN TEMPLETON INVESTMENT FUNDS 7,450,000 1.55 - - - - 1.55
13 THE MASTER TRUST BANK OF JAPAN, LTD. A/C HSBCINDIAN EQUITY MOTHER FUND 7,361,946 1.53         1.53
14 PIONEER ASSET MANAGEMENT S.A. A/C PIONEER ASSET MANAGEMENT S.A. ON BEHALF OF PIONEER FUNDS- EMERGING MARKETS EQUITY 6,945,880 1.44 - - - - 1.44
15 HDFC TRUSTEE COMPANY LIMITED - HDFC TAX SAVERFUND 6,685,418 1.39 - - - - 1.39
16 D. E. SHAW OCULUS INVESTMENTS BI-FI 1 MAURITIUS LIMITED 6,500,000 1.35 - - - - 1.35
17 GOLDMAN SACHS (SINGAPORE) PTE 5,802,961 1.20         1.20
18 EASTSPRING INVESTMENTS INDIA EQUITY OPEN LIMITED 5,422,770 1.13 - - - - 1.13
19 NOMURA SINGAPORE LIMITED 5,305,167 1.10         1.10
20 NORDEA EMERGING MARKET EQUITIES FUND 5,205,728 1.08         1.08
21 MORGAN STANLEY ASIA (SINGAPORE) PTE. 5,170,116 1.07 - - - - 1.07
22 MACQUARIE EMERGING MARKETS ASIAN TRADING PTE. LTD. 4,994,000 1.04         1.04
GRAND TOTAL 243,661,487 50.56 - - - - 50.56

 

(I) (c) (ii) Statement showing holding of securities (including shares,warrants,convertible securities) of persons (together with PAC) belonging to the category "Public" and holding more than 5% of the total number of shares of the company

Sr. No. Name of the shareholder  No.of Shares held   Shares as a percentage of total number of shares {.i.e. Grand Total (A)+(B)+(C) indicated in Statement at para (I) (a) above} Details of  warrants Details of  convertible securties Total shares(including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
No.of warrants held  As a % of total number of warrants of the same class   No.of convertible securities held
% w.r.t. total number of convertible securities of same class
1 MATTHEWS ASIA DIVIDEND FUND 33,395,515 6.93 - - - - 6.93
2 HSBC GLOBAL INVESTMENT FUNDS A/C HSBC GIF MAURITIUS LIMITED 27,062,051 5.62 - - - - 5.62
Grand TOTAL 60,457,566 12.54 - - - - 12.54

 

(I)(d) Statement showing details of locked-in shares

Sr. No. Name of the shareholder Number of locked-in shares Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} Promoter / Promoter Group / Public
1 NIL NIL NIL NIL
TOTAL      

 

(II)(a) Statement showing details of Depository Receipts (DRs)

Sr. No. Type of outstanding DR (ADRs, GDRs, SDRs, etc.) Number of outstanding
DRs 
Number of shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
1 NIL NIL NIL NIL
TOTAL      

 

(II)(b) Statement showing Holding of Depository Receipts (DRs), where underlying shares held by Promoter / Promoter Group are in excess of 1% of the total number of shares

Sr. No. Name of the DR Holder Type of outstanding DR (ADRs, GDRs, SDRs, etc.) Number of shares
underlying outstanding  DRs 
Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
1 NIL NIL NIL NIL
TOTAL      

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