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Shareholding Pattern

 

 

CLAUSE 35 OF EQUITY LISTING AGREEMENT

Name of the Company : TATA MOTORS LIMITED
Scrip Code, Name of the scrip, class of security : BSE : 500570, NSE : TATAMOTORS, Class X ( Ordinary Shares )
Quarter ended : 30th September, 2014

(I) (a)  Statement showing Shareholding Pattern

 

Partly paid-up shares:- No. of partly paid-up shares As a % of total no. of partly paid-up shares As a % of total no. of shares of the company
Held by Promoter / Promoter Group 0 0 0
Held by public      
Re. 1 paid and Re. 1 outstanding 68490 99.62 0.00
Rs. 1.50 paid and Re. 0.50 outstanding 260 0.38 0.00
Total 68750 100.00 0.00
Outstanding convertible securities:- No. of outstanding securities As a % of total No. of outstanding convertible securities As a % of total no. of shares of the company, assuming full conversion of the convertible securities
Held by Promoter / Promoter Group 0 0 0.00
Held by public      
Total 0 0.00 0.00
Warrants:- No. of warrants As a % of total no. of warrants As a % of total no. of shares of the company, assuming full conversion of warrants
Held by Promoter / Promoter Group 0 0 0
Held by public 0 0 0
Total 0 0 0
Total paid-up capital of the company assuming full conversion of warrants and convertible securities 2736713122
Category code (I) Category of Shareholder (II) Number of shareholders (III) Total number of shares (IV) Number of shares held in dematerialised form
(V)
Total Shareholding as a percentage of total number of shares Shares pledged or otherwise encumbered
As a percentage of (A+B) (VI) As a percentage of (A+B+C) (VII) Number of shares (VIII) As a Percentage
(IX)=(VIII) /
(IV)*100
(A) Promoter and Promoter Group2              
1 Indian              
(a) Individuals/ Hindu Undivided Family 0 0 0 0.00 0.00    
(b) Central Government/ State Government(s) 0 0 0 0.00 0.00    
(c) Bodies Corporate 9 937781325 937781325 43.52 34.27 61,400,000 6.55
(d) Financial Institutions/ Banks 0 0 0 0.00 0.00    
(e) Any Others (Specify)              
(e-i) Trust 4 1774880 1774880 0.08 0.06    
  Sub Total (A)(1) 13 939556205 939556205 43.60 34.33 61400000 6.54
     
2 Foreign              
a Individuals (Non-Residents Individuals/Foreign Individuals) 0 0 0 0.00 0.00    
b Bodies Corporate 0 0 0 0.00 0.00    
c Institutions 0 0 0 0.00 0.00    
d Qualified Foreign Investor 0 0 0 0.00 0.00    
e Any Others(Specify) 0 0 0 0.00 0.00    
  Sub Total(A)(2) 0 0 0 0.00 0.00 0.00 0.00
                 
  Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) 13 939556205 939556205 43.60 34.33 61400000 6.54
     
(B) Public shareholding              
B 1 Institutions              
(a) Mutual Funds/ UTI 255 46280943 46192213 2.15 1.69    
(b) Financial Institutions / Banks 186 1149643 843303 0.05 0.04    
(c) Central Government/ State Government(s) 7 2038825 24920 0.09 0.08    
(d)  Venture Capital Funds  0 0 0 0.00 0.00    
(e) Insurance Companies 178 241053291 241051741 11.19 8.81    
(f) Foreign Institutional Investors 956 713953653 713906828 33.13 26.09    
(g) Foreign Venture Capital Investors 0 0 0 0.00 0.00    
(h) Qualified Foreign Investor 0 0 0 0.00 0.00    
(i) Any Other (specify)              
(i-i) Foreign Bodies - DR  3 11018391 11018391 0.51 0.40    
(i-ii) Foreign Nationals - DR 1 991 991 0.00 0.00    
(i-iii) Foreign Institutional Investors - DR 2 632213 632213 0.03 0.02    
  Sub-Total (B)(1) 1588 1016127950 1013670600 47.15 37.13 0.00 0.00
                 
B 2 Non-institutions              
(a) Bodies Corporate 2358 11124284 10475139 0.52 0.41    
(b) Individuals              
I  Individual shareholders holding nominal share capital up to Rs 1 lakh 343949 159590947 131889206 7.40 5.83    
II  Individual shareholders holding nominal share capital in excess of Rs. 1 lakh. 63 8328893 7275078 0.39 0.30    
(c) Qualified Foreign Investor 0 0 0 0.00 0.00    
(d) Any Other (specify)              
(d-i) Non Resident Indians  8752 10455726 7149581 0.48 0.38    
(d-ii) Clearing Member  608 5593589 5593589 0.26 0.21    
(d-iiii) Trusts 70 3689429 3684929 0.17 0.14    
(d-iv) Overseas Corporate Bodies  3 490 0 0.00 0.00    
(d-v) Foreign Corporate Bodies  (including FDI) 4 571059 571059 0.03 0.02    
  Sub-Total (B)(2) 355807 199354417 166638581 9.25 7.29 0.00 0.00
                 
  Total Public Shareholding (B)= (B)(1)+(B)(2) 357395 1215482367 1180309181 56.40 44.42 0.00 0.00
                 
  TOTAL (A)+(B) 357408 2155038572 2119865386 100.00 78.75 61400000 2.85
                 
(C) Shares  held by Custodians and against which Depository Receipts have been issued              
i Promoter / Promoter Group 0 0 0   0.00 0.00 0
ii Public 4 581674550 581653550   21.25    
  GRAND TOTAL (A)+(B)+(C) 357412 2736713122 2701518936   100.00 61400000 2.24

 

(III)(a) Statement showing the voting pattern of shareholders, if more than one class of shares / securities is issued by the issuer.

Class X - Ordinary Shares
Class Y - 'A' Ordinary Shares with Differential Voting Rights*
Class Z - NIL

Category code (I) Category of Shareholder (II) Number of Voting Rights held in each class of securities Total Voting Rights
(III+IV+V)
Total Voting Rights i.e. (VI)
Class X
(III)
Class Y
(IV)
Class Z
(V)
As a percentage of (A+B)
(VI)
As a percentage of (A+B+C) (VII)
(A) Shareholding of Promoter and Promoter Group            
(1) Indian            
(a) Individuals / Hindu Undivided Family 0 0 0 0 0.00 0.00
(b) Cental Government / State Governments(s) 0 0 0 0 0.00 0.00
(c) Bodies Corporate  937781325 247858 0 938029183 42.58 33.68
(d) Financial Institutions / Banks 0 0 0 0 0.00 0.00
(e) Any Other ( Specify )            
(e-i) Trust  1774880 0 0 1774880 0.08 0.06
Sub-Total (A) (1) 939556205 247858 0 939804063 42.66 33.74
(2) Foreign            
(a) Individuals (Non-Resident Individuals / Foreign Individuals) 0 0 0 0 0.00 0.00
(b) Bodies Corporate 0 0 0 0 0.00 0.00
(c) Institutions 0 0 0 0 0.00 0.00
(d) Qualified Foreign Investor 0 0 0 0 0.00 0.00
(e) Any Other (specify) 0 0 0 0 0.00 0.00
Sub-Total (A) (2) 0 0 0 0 0.00 0.00
               
Total Shareholding of Promoter and Promoter Group (A) = (A)(1)+(A)(2) 939556205 247858 0 939804063 42.66 33.74
               
(B) Public Shareholding            
(1) Institutions            
(a) Mutual Funds / UTI 46280943 10265833 0 56546776 2.567 2.03
(b) Financial Institutions / Banks 1149643 6430 0 1156073 0.052 0.04
(c) Cental Government / State Governments(s) 2038825 34350 0 2073175 0.094 0.07
(d) Venture Capital Funds 0 0 0 0 0.000 0.00
(e) Insurance Companies 241053291 297735 0 241351026 10.954 8.67
(f) Foreign Institutional Investors 713953653 32114086 0 746067739 33.862 26.79
(g) Foreign Venture Capital Investors 0 0 0 0 0.000 0.00
(h) Qualified Foreign Investor 0 0 0 0 0.000 0.00
(i) Any Other (specify)           0.00
(i-i) Foreign Bodies - DR  11018391 0 0 11018391 0.500 0.40
(i-ii) Foreign Nationals DR 991 0 0 991 0.000 0.00
(i-iii) Foreign Instutional Investors - DR 632213 0   632213 0.029 0.02
Sub-Total (B) (1) 1016127950 42718434 0 1058846384 48.05 38.02
(2) Non-Institutions            
(a) Bodies Corporate 11124284 1022992 0 12147276 0.551 0.44
(b) Individuals -          
i Individual shareholders holding nominal share capital upto Rs. 1 lakh  159590947 2608524 0 162199471 7.362 5.83
ii Individual shareholders holding nominal share capital in excess of Rs. 1 lakh  8328893 1263255 0 9592148 0.435 0.34
(c) Qualified Foreign Investor 0 0 0 0 0.000 0.00
(d) Any Other (specify)            
(d-i) Non Resident Indians  10455726 140214 0 10595940 0.481 0.38
(d-ii) Clearing Member  5593589 175886 0 5769475 0.262 0.21
(d-iii) Trusts 3689429 19528 0 3708957 0.168 0.13
(d-iv) Overseas Corporate Bodies  490 0 0 490 0.000 0.00
(d-v) Foreign Corporate Bodies (including FDI) 571059 0 0 571059 0.026 0.02
Sub-total (B) (2) 199354417 5230399 0 204584816 9.29 7.35
             
Total Public Shareholding (B) = (B)(1)+(B)(2) 1215482367 47948833 0 1263431200 57.34 45.37
             
TOTAL (A)+(B) 2155038572 48196691 0 2203235263 100.00 79.11
(C) Shares held by Custodians and against which Depository Receips have been issued 581674550 0 0 581674550   20.89
GRAND TOTAL (A)+(B)+(C) 2736713122 48196691 0 2784909813   100.00

*each 'A' Ordinary Shareholder is entitled to one vote for every ten 'A' Ordinary shares held

Sr. No. Notes
1 For determining public shareholding for the purpose of Clause 40A.
2 For definitions of "Promoter" and "Promoter Group", refer to Clause 40A.
3 For definitions of "Public Shareholding", refer to Clause 40A.

 

(I) (b) Statement showing holding of securities (including shares,warrants,convertible securities) of persons belonging to the category "Promoter and Promoter Group"

Sr. No.
Name of the shareholder Details of Shares held Encumbered Share Details of warrants Details of convertible securties Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital  (XII)
No.of Shares held (III) As a % of Grand Total (A) + (B) + (C) (IV) Number of Shares (V) As a Percentage  (VI) = (V)/ (III)*100 As a % of grand total (A) + (B) + (C ) of sub- clause (I) (a) (VII) No.of warrants held (VIII) As a % of total numbers of warrants of the same class (IX) No.of convertible securities held
(X)
As a % of total numbers of convertible securities of same class (XI)
1 TATA SONS LIMITED 702,333,345 25.67 61,400,000 8.74 2.24 0 0.00 0 0.00 25.67
2 TATA STEEL LIMITED 151,687,515 5.54 0 0.00 0.00 0 0.00 0 0.00 5.54
3 TATA INDUSTRIES LIMITED 68,436,485 2.50 0 0.00 0.00 0 0.00 0 0.00 2.50
4 TATA INVESTMENT CORPORATION LIMITED 10,025,000 0.37 0 0.00 0.00 0 0.00 0 0.00 0.37
5 EWART INVESTMENTS LIMITED 2,923,610 0.11 0 0.00 0.00 0 0.00 0 0.00 0.11
6 TATA CHEMICALS LTD 1,863,705 0.07 0 0.00 0.00 0 0.00 0 0.00 0.07
7 SIR RATAN TATA TRUST 859,200 0.03 0 0.00 0.00 0 0.00 0 0.00 0.03
8 SIR DORABJI TATA TRUST 808,960 0.03 0 0.00 0.00 0 0.00 0 0.00 0.03
9 AF-TAAB INVESTMENT COMPANY LIMITED 338,525 0.01 0 0.00 0.00 0 0.00 0 0.00 0.01
10 TATA GLOBAL BEVERAGES LIMITED 116,665 0.00 0 0.00 0.00 0 0.00 0 0.00 0.00
11 J R D TATA TRUST 105,280 0.00 0 0.00 0.00 0 0.00 0 0.00 0.00
12 SIMTO INVESTMENT COMPANY LIMITED 56,475 0.00 0 0.00 0.00 0 0.00 0 0.00 0.00
13 LADY TATA MEMORIAL TRUST 1,440 0.00 0 0.00 0.00 0 0.00 0 0.00 0.00
GRAND TOTAL 939,556,205 34.33 61,400,000 6.54 2.24 0 0 0 0 34.33

#TATA AIA LIFE INSURANCE COMPANY LIMITED ( Formerly known as Tata AIG Life Insurance Company Limited Is not considered part of Promoter Group holds 5097678 Ordinary Shares representing 0.19% of the paidup Ordinary Share Capital. Accordingly, their holding is included under Public Shareholding under the head "Instutitions"-Insurance Companies

(I) (c) (i) Statement showing holding of securities (including shares,warrants,convertible securities) of persons belonging to the category "Public" and holding more than 1% of the total number of shares

Sr. No.
Name of the shareholder
No.of Shares held   Shares as a percentage of total number of shares {.i.e. Grand Total (A)+(B)+(C) indicated in Statement at para (I) (a) above} Details of  warrants Details of  convertible securties Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
No.of warrants held  As a % of total number of warrants of the same class   No.of convertible securities held
% w.r.t. total number of convertible securities of same class
1 LIFE INSURANCE CORPORATION OF INDIA 99,037,303 3.62 0 0.00 0 0.00 3.62
2 ICICI PRUDENTIAL LIFE INSURANCE COMPANY LTD 36,686,191 1.34 0 0.00 0 0.00 1.34
3 EUROPACIFIC GROWTH FUND 33,754,973 1.23 0 0.00 0 0.00 1.23
TOTAL 169478467 6.19 0 0.00 0 0.00 6.19

 

(I) (c) (ii) Statement showing holding of securities (including shares,warrants,convertible securities) of persons (together with PAC) belonging to the category "Public" and holding more than 5% of the total number of shares of the company

Sr. No.
Name of the shareholder  No.of Shares held   Shares as a percentage of total number of shares {.i.e. Grand Total (A)+(B)+(C) indicated in Statement at para (I) (a) above} Details of  warrants Details of  convertible securties Total shares(including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
No.of warrants held  As a % of total number of warrants of the same class   No.of convertible securities held
% w.r.t. total number of convertible securities of same class
      0.00 0 0.00 0 0.00 0.00
TOTAL 0 0.00 0 0.00 0 0.00 0.00

 

(I)(d) Statement showing details of locked-in shares

Sr. No. Name of the shareholder Number of locked-in shares Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} Promoter / Promoter Group / Public
1 NIL NIL NIL  
TOTAL      

 

(II)(a) Statement showing details of Depository Receipts (DRs)

Sr. No. Type of outstanding DR (ADRs, GDRs, SDRs, etc.) Number of outstanding
DRs 
Number of shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
1 Citibank N A as Depository for ADR * 116326038 581630190 21.25
2 Citibank N A as Depository for GDR * 8872 44360 0.00
TOTAL 116334910 581674550 21.25

*Each ADR /GDR represents 5 underlying shares of Rs.2/- Each

(II)(b) Statement showing Holding of Depository Receipts (DRs), where underlying shares held by Promoter / Promoter Group are in excess of 1% of the total number of shares

Sr. No. Name of the DR Holder Type of outstanding DR (ADRs, GDRs, SDRs, etc.) Number of shares
underlying outstanding  DRs 
Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
1 NIL NIL NIL NIL
TOTAL      

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