Shareholders Information

Shareholding Pattern

Ordinary shares of the Company
'A' Ordinary shares of the Company

 

 

CLAUSE 35 OF EQUITY LISTING AGREEMENT

Name of the Company:TATA MOTORS LIMITED
Name of the scrip, class of security : Class X ( Ordinary Shares ) 
Scrip Code : BSE : 500570, NSE : TATAMOTORS
Quarter ended : 31st March, 2013

(I) (a)  Statement showing Shareholding Pattern

 

Partly paid-up shares:- No. of partly paid-up shares As a % of total no. of partly paid-up shares As a % of total no. of shares of the company
Held by Promoter / Promoter Group 0 0 0
Held by public      
Re. 1 paid and Re. 1 outstanding 68490 99.62 0.00
Rs. 1.50 paid and Re. 0.50 outstanding 260 0.38 0.00
Total 68750 100.00 0.00
Outstanding convertible securities:- No. of outstanding securities As a % of total No. of outstanding convertible securities As a % of total no. of shares of the company, assuming full conversion of the convertible securities
Held by Promoter / Promoter Group 0 0 0.00
Held by public      
4% Convertible notes(due2014) US$ 100,000 each 741 100.00 1.04
Total 741 100.00 1.04
Zero copoun notes (CARS) due 2012 US$ 100,000 each  4729 notes  for which conversion option were not exercised by the note holders  were redeemend as per terms of the issue in July 2012.
Warrants:- No. of warrants As a % of total no. of warrants As a % of total no. of shares of the company, assuming full conversion of warrants
Held by Promoter / Promoter Group 0 0 0
Held by public 0 0 0
Total 0 0 0
Total paid-up capital of the company assuming full conversion of warrants and convertible securities 2736705739
Category code (I) Category of Shareholder (II) Number of shareholders (III) Total number of shares (IV) Number of shares held in dematerialised form (V) Total Shareholding as a percentage of total number of shares Shares pledged or otherwise encumbered
As a percentage of (A+B) (VI) As a percentage of (A+B+C) (VII) Number of shares (VIII) As a Percentage
(IX)=(VIII) /
(IV)*100
(A) Promoter and Promoter Group2              
1 Indian              
(a) Individuals/ Hindu Undivided Family 0 0 0 0.00 0.00    
(b) Central Government/ State Government(s) 0 0 0 0.00 0.00    
(c) Bodies Corporate 10 938281325 938281325 42.45 34.65 71,000,000 7.57
(d) Financial Institutions/ Banks 0 0 0 0.00 0.00    
(e) Any Others (Specify)              
(e-i) Trust  4 1774880 1774880 0.08 0.07    
  Sub Total (A)(1) 14 940056205 940056205 42.53 34.72 71000000 7.55
2 Foreign              
a Individuals (Non-Residents Individuals/Foreign Individuals) 0 0 0 0.00 0.00    
b Bodies Corporate 0 0 0 0.00 0.00    
c Institutions 0 0 0 0.00 0.00    
d Qualified Foreign Investor 0 0 0 0.00 0.00    
e Any Others(Specify) 0 0 0 0.00 0.00    
  Sub Total(A)(2) 0 0 0 0.00 0.00 0.00 0.00
  Total Shareholding of Promoter     and Promoter Group (A)= (A)(1)+(A)(2) 14 940056205 940056205 42.53 34.72 71000000 7.55
(B) Public shareholding              
B 1 Institutions              
(a) Mutual  Funds/ UTI 212 34499261 34410531 1.56 1.27    
(b) Financial Institutions / Banks 197 1861224 1450224 0.08 0.07    
(c) Central Government/ State Government(s) 10 2377355 363450 0.11 0.09    
(d)  Venture  Capital Funds  0 0 0 0.00 0.00    
(e) Insurance Companies 171 245769584 245768034 11.12 9.08    
(f) Foreign Institutional Investors 863 761227539 761180714 34.44 28.11    
(g) Foreign Venture Capital Investors 0 0 0 0.00 0.00    
(h) Qualified Foreign Investor 0 0 0 0.00 0.00    
(i) Any Other (specify)              
(i-i) Foreign Bodies - DR  3 6105655 6105655 0.28 0.22    
(i-ii) Foreign Nationals - DR 1 991 991 0.00 0.00    
(i-iii) Foreign Institutional Investors - DR 2 965412 965412 0.05 0.04    
  Sub-Total (B)(1) 1459 1052807021 1050245011 47.64 38.88 0.00 0.00
B 2 Non-institutions              
(a) Bodies Corporate 2493 9843437 9113672 0.44 0.36    
(b) Individuals              
I  Individual shareholders holding nominal share capital up to Rs 1 lakh 397055 179247766 148805933 8.11 6.62    
II  Individual shareholders holding nominal   share capital in excess of Rs. 1 lakh. 67 8100520 6512975 0.37 0.30    
(c) Qualified Foreign Investor 0 0 0 0.00 0.00    
(d) Any Other (specify)              
(d-i) Directors & their Relatives  6 11555 11555 0.00 0.00    
(d-ii) Non Resident Indians  9047 11437102 7797832 0.52 0.42    
(d-iii) Clearing Member  704 5747991 5747991 0.26 0.21    
(d-iv) Trusts 70 2232807 2231047 0.10 0.08    
(d-v) Overseas Corporate Bodies  3 490 0 0.00 0.00    
(d-vi) Foreign Corporate Bodies  (including FDI) 4 580142 580142 0.03 0.02    
  Sub-Total (B)(2) 409449 217201810 180801147 9.83 8.01 0.00 0.00
  Total Public Shareholding (B)= (B)(1)+(B)(2) 410908 1270008831 1231046158 57.47 46.89 0.00 0.00
  TOTAL (A)+(B) 410922 2210065036 2171102363 100.00 81.61 71000000 3.21
(C) Shares  held  by Custodians and against     which Depository Receipts have been issued              
i Promoter / Promoter Group 0 0 0   0.00 0.00 0
ii Public 4 498091115 498070115   18.39    
  GRAND TOTAL (A)+(B)+(C) 410926 2708156151 2669172478   100.00 71000000 2.62

(III)(a) Statement showing the voting pattern of shareholders, if more than one class of shares / securities is issued by the issuer.

Class X - Ordinary Shares
Class Y - 'A' Ordinary Shares with Differential Voting Rights*
Class Z - NIL

Category code (I) Category of Shareholder (II) Number of Voting Rights held in each class of securities Total Voting Rights
(III+IV+V)		 Total Voting Rights i.e. (VI)
Class X
(III)		 Class Y
(IV)		 Class Z
(V)		 As a percentage of (A+B)
(VI)		 As a percentage of (A+B+C)                       (VII)
(A) Shareholding of Promoter and Promoter Group            
(1) Indian            
(a) Individuals / Hindu Undivided Family 0 0 0 0 0.00 0.00
(b) Cental Government / State Governments(s) 0 0 0 0 0.00 0.00
(c) Bodies Corporate  938281325 425358 0 938706683 41.57 34.06
(d) Financial Institutions / Banks 0 0 0 0 0.00 0.00
(e) Any Other  ( Specify )     0 0 0.00 0.00
(e-i) Trust  1774880 0 0 1774880 0.08 0.06
Sub-Total (A) (1) 940056205 425358 0 940481563 41.65 34.12
(2) Foreign            
(a) Individuals (Non-Resident Individuals / Foreign Individuals) 0 0 0 0 0.00 0.00
(b) Bodies Corporate 0 0 0 0 0.00 0.00
(c) Institutions 0 0 0 0 0.00 0.00
(d) Qualified Foreign Investor 0 0 0 0 0.00 0.00
(e) Any Other (specify) 0 0 0 0 0.00 0.00
Sub-Total (A) (2) 0 0 0 0 0.00 0.00
Total Shareholding of Promoter and Promoter Group (A) = (A)(1)+(A)(2) 940056205 425358 0 940481563 41.65 34.12
(B) Public Shareholding            
(1) Institutions            
(a) Mutual Funds / UTI 34499261 16915239 0 51414500 2.28 1.87
(b) Financial Institutions / Banks 1861224 22941 0 1884165 0.08 0.07
(c) Cental Government / State Governments(s) 2377355 5952 0 2383307 0.11 0.09
(d) Venture Capital Funds 0 0 0 0 0.00 0.00
(e) Insurance Companies 245769584 1763578 0 247533162 10.96 8.98
(f) Foreign Institutional Investors 761227539 23691554 0 784919093 34.76 28.48
(g) Foreign Venture Capital Investors 0 0 0 0 0.00 0.00
(h) Qualified Foreign Investor 0 0 0 0 0.00 0.00
(i) Any Other (specify)           0.00
(i-i) Foreign Bodies - DR  6105655 0 0 6105655 0.27 0.22
(i-ii) Foreign Nationals DR 991 0 0 991 0.00 0.00
(i-iii) Foreign Instutional Investors - DR 965412 0   965412 0.04 0.03
Sub-Total (B) (1) 1052807021 42399264 0 1095206285 48.50 39.74
(2) Non-Institutions            
(a) Bodies Corporate 9843437 1076859 0 10920296 0.48 0.40
(b) Individuals -          
i Individual shareholders holding nominal share capital upto Rs. 1 lakh  179247766 2762508 0 182010274 8.06 6.60
ii Individual shareholders holding nominal share capital in excess of Rs. 1 lakh  8100520 964730 0 9065250 0.40 0.33
(c) Qualified Foreign Investor 0 0 0 0 0.00 0.00
(d) Any Other (specify)            
(d-i) Directors & their Relatives  11555 1255 0 12810 0.00 0.00
(d-ii) Non Resident Indians  11437102 219764 0 11656866 0.52 0.42
(d-iii) Clearing Member  5747991 330250 0 6078241 0.27 0.22
(d-iv) Trusts 2232807 15969 0 2248776 0.10 0.08
(d-v) Overseas Corporate Bodies  490 0 0 490 0.00 0.00
(d-vi) Foreign Corporate Bodies  (including FDI) 580142 0 0 580142 0.02 0.02
Sub-total (B) (2) 217201810 5371335 0 222573145 9.85 8.07
Total Public Shareholding (B) = (B)(1)+(B)(2) 1270008831 47770599 0 1317779430 58.35 47.81
TOTAL (A)+(B) 2210065036 48195957 0 2258260993 100.00 81.93
(C) Shares held by Custodians and against which Depository Receips have been issued 498091115 0 0 498091115   18.07
GRAND TOTAL (A)+(B)+(C) 2708156151 48195957 0 2756352108   100.00

*each 'A' Ordinary Shareholder is entitled to one vote for every ten 'A' Ordinary shares held

Notes
1 For determining public shareholding for the purpose of Clause 40A.
2 For definitions of "Promoter" and "Promoter Group", refer to Clause 40A.
3 For definitions of "Public Shareholding", refer to Clause 40A.

 

(I) (b) Statement showing holding of securities (including shares,warrants,convertible securities) of persons belonging to the category "Promoter and Promoter Group"

Sr. No.
 Name of the shareholder Details of  Shares held Encumbered Share Details of  warrants Details of  convertible securties Total shares(including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital  (XII)
No.of Shares held (III) As a % of Grand Total (A)+(B)+(C)      (IV) Number of Shares (V) As a Percentage  (VI)=(V)/ (III)*100 As a % of grand total (A)+(B)+(C ) of sub-clause (I)(a)         (VII) No.of warrants held (VIII) As a % of total numbers of warrants of the same class (IX) No.of convertible securities held
(X)		 As a % of total numbers of convertible securities of same class (XI)
1 TATA SONS LIMITED 702,333,345 25.93 71,000,000 10.11 2.62 0 0.00 0 0.00 25.66
2 TATA STEEL LIMITED 147,810,695 5.46 0 0.00 0.00 0 0.00 0 0.00 5.40
3 TATA INDUSTRIES LIMITED 68,436,485 2.53 0 0.00 0.00 0 0.00 0 0.00 2.50
4 TATA INVESTMENT CORPORATION LIMITED 10,525,000 0.39 0 0.00 0.00 0 0.00 0 0.00 0.38
5 KALIMATI INVESTMENT COMPANY LIMITED 3,876,820 0.14 0 0.00 0.00 0 0.00 0 0.00 0.14
6 EWART INVESTMENTS LIMITED 2,923,610 0.11 0 0.00 0.00 0 0.00 0 0.00 0.11
7 TATA CHEMICALS LTD 1,863,705 0.07 0 0.00 0.00 0 0.00 0 0.00 0.07
8 SIR RATAN TATA TRUST 859,200 0.03 0 0.00 0.00 0 0.00 0 0.00 0.03
9 SIR DORABJI TATA TRUST 808,960 0.03 0 0.00 0.00 0 0.00 0 0.00 0.03
10 AF-TAAB INVESTMENT COMPANY LIMITED 338,525 0.01 0 0.00 0.00 0 0.00 0 0.00 0.01
11 TATA GLOBAL BEVERAGES LIMITED 116,665 0.01 0 0.00 0.00 0 0.00 0 0.00 0.00
12 J R D TATA TRUST 105,280 0.01 0 0.00 0.00 0 0.00 0 0.00 0.00
13 SIMTO INVESTMENT COMPANY LIMITED 56,475 0.00 0 0.00 0.00 0 0.00 0 0.00 0.00
14 LADY TATA MEMORIAL TRUST 1,440 0.00 0 0.00 0.00 0 0.00 0 0.00 0.00
GRAND TOTAL 940,056,205 34.72 71,000,000 10.11 2.62 0 0 0 0 34.35

#TATA AIA LIFE INSURANCE COMPANY LIMITED ( Formerly known as Tata AIG Life Insurance Company Limited Is not considered part of Promoter Group holds 5657335 Ordinary Shares representing 0.21% of the paidup Ordinary Share Capital. Accordingly, their holding is included under Public Shareholding under the head "Instutitions"-Insurance Companies

(I) (c) (i) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category "Public" and holding more than 1% of the total number of shares

Sr. No.
 Name of the shareholder
 No.of Shares held   Shares as a percentage of total number of shares {.i.e. Grand Total (A)+(B)+(C) indicated in Statement at para (I) (a) above} Details of  warrants Details of  convertible securties Total shares(including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
No.of warrants held  As a % of total number of warrants of the same class   No.of convertible securities held
 % w.r.t. total number of convertible securities of same class
1 EUROPACIFIC GROWTH FUND 83,911,630 3.10 0 0.00 0 0.00 3.07
2 LIFE INSURANCE CORPORATION OF INDIA 115,825,841 4.28 0 0.00 0 0.00 4.23
TOTAL 199737471 7.38 0 0.00 0 0.00 7.30

 

(I) (c) (ii) Statement showing holding of securities (including shares, warrants, convertible securities) of persons (together with PAC) belonging to the category "Public" and holding more than 5% of the total number of shares of the company

Sr. No.
 Name of the shareholder  No.of Shares held   Shares as a percentage of total number of shares {.i.e. Grand Total (A)+(B)+(C) indicated in Statement at para (I) (a) above} Details of  warrants Details of  convertible securties Total shares(including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
No.of warrants held  As a % of total number of warrants of the same class   No.of convertible securities held
 % w.r.t. total number of convertible securities of same class
  NIL 0 0.00 0 0.00 0 0.00 0.00
TOTAL 0 0.00 0 0.00 0 0.00 0.00

 

(I)(d) Statement showing details of locked-in shares

Sr. No. Name of the shareholder Number of locked-in shares Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} Promoter / Promoter Group / Public
1 NIL NIL NIL  
TOTAL      

 

(II)(a) Statement showing details of Depository Receipts (DRs)

Sr. No. Type of outstanding DR (ADRs, GDRs, SDRs, etc.) Number of outstanding
DRs 		 Number of shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
1 Citibank N A as Depository for ADR * 99608251 498041255 18.39
2 Citibank N A as Depository for GDR * 9972 49860 0.00
TOTAL 99618223 498091115 18.39

* ADR /GDR are having face value of Rs.10/- Each

(II)(b) Statement showing Holding of Depository Receipts (DRs), where underlying shares held by Promoter / Promoter Group are in excess of 1% of the total number of shares

Sr. No. Name of the DR Holder Type of outstanding DR (ADRs, GDRs, SDRs, etc.) Number of shares
underlying outstanding  DRs 		 Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
1 NIL NIL NIL NIL
TOTAL