Shareholding Pattern

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Ordinary shares of the Company

‘A’ Ordinary shares of the Company

CLAUSE 35 OF EQUITY LISTING AGREEMENT

Name of the Company:TATA MOTORS LIMITED
Name of the scrip, class of security - Class X ( Ordinary Shares )
Scrip Code :500570
Quarter Ended : 31st December 2011

(I) (a)  Statement showing Shareholding Pattern

Partly paid-up shares:- No. of partly paid-up
shares
As a % of
total no. of
partly paid-up
shares
As a % of total no. of shares of the
company
Held by Promoter / Promoters Group 0 0 0
Held by public      
Rs. 1 paid and Rs. 1 outstanding 69840 99.63 0.00
Rs. 1.50 paid and Rs. 0.50 outstanding 260 0.37 0.00
Total 70100 100.00 0.00
Outstanding convertible
securities:-
No. of outstanding
securities
As a % of
total No. of
outstanding
convertible
securities
As a % of total no. of shares of the
company, assuming full conversion of the
convertible securities
Held by Promoter / Promoters Group 0 0 0.00
Held by public      
Zero copoun notes (CARS) due 2012 US$ 100,000 each 4730 80.12 3.72
4% Convertible notes(due2014) US$ 100,000 each 1174 19.88 1.58
Total 5904 100.00 5.30
 
Warrants:- No. of warrants As a % of
total no. of
warrants
As a % of total no. of shares of
the company, assuming full conversion of
warrants
Held by Promoter / Promoters Group 0 0 0
Held by public 0 0 0
Total 0 0 0
Total paid-up capital of the company assuming full conversion of warrants and convertible securities 2842209188

 

Category
code (I)
Category of Shareholder (II) Number of shareholders (III) Total number of shares (IV) Number of shares held in dematerialised form
(V)
Total Shareholding as a percentage of total number of shares Shares pledged or otherwise encumbered
As a percentage of (A+B) (VI) As a percentage of (A+B+C) (VII) Number of shares (VIII) As a Percentage
(IX)=(VIII) /
(IV)*100
(A) Shareholding of Promoter and Promoter Group2              
1 Indian              
(a) Individuals/ Hindu Undivided Family 0 0 0 0.00 0.00    
(b) Central Government/ State Government(s) 0 0 0 0.00 0.00    
(c) Bodies Corporate 13 941466625 941466625 42.19 34.98 78500000 8.34
(d) Financial Institutions/ Banks 0 0 0 0.00 0.00    
(e) Any Others(Specify)              
(e-i) Trust 4 1774880 1774880 0.08 0.06    
  Sub Total(A)(1) 17 943241505 943241505 42.27 35.04 78500000 8.32
     
2 Foreign              
a Individuals (Non-Residents Individuals/Foreign Individuals) 0 0 0 0.00 0.00    
b Bodies Corporate 0 0 0 0.00 0.00    
c Institutions 0 0 0 0.00 0.00    
d Any Others(Specify) 0 0 0 0.00 0.00    
  Sub Total(A)(2) 0 0 0 0.00 0.00 0.00 0.00
                 
  Total Shareholding of Promoter     and Promoter Group (A)= (A)(1)+(A)(2) 17 943241505 943241505 42.27 35.04 78500000 8.32
     
(B) Public shareholding              
B 1 Institutions              
(a) Mutual  Funds/ UTI 166 48142931 48042351 2.16 1.79    
(b) Financial Institutions / Banks 212 3308020 2895850 0.15 0.12    
(c) Central Government/ State Government(s) 5 2031105 17200 0.09 0.08    
(d) Venture  Capital Funds 0 0 0 0.00 0.00    
(e) Insurance Companies 100 333677172 333675622 14.95 12.40    
(f) Foreign Institutional Investors 611 649723503 649676678 29.11 24.14    
(g) Foreign Venture Capital Investors 0 0 0 0.00 0.00    
(h) Any Other (specify)              
(h-i) Foreign Bodies - DR 4 7980706 7980706 0.36 0.30    
(h-ii) Foreign Nationals - DR 0 0 0 0.00 0.00    
(h-iii) Foreign Institutional Investors - DR 5 2507462 2507462 0.11 0.09    
  Sub-Total (B)(1) 1103 1047370899 1044795869 46.93 38.92 0.00 0.00
     
B 2 Non-institutions              
(a) Bodies Corporate 2852 13414895 12673085 0.60 0.50    
(b) Individuals              
I Individuals -i. Individual shareholders holding nominal share capital up to Rs 1 lakh 421703 198620183 165000983 8.90 7.38    
II ii. Individual shareholders holding nominal   share capital in excess of Rs. 1 lakh. 68 6754480 5166935 0.30 0.25    
(c) Any Other (specify)              
(c-i) Directors & their Relatives 12 1091795 1091795 0.05 0.04    
(c-ii) Non Resident Indians 9359 12991568 9083808 0.58 0.48    
(c-iii) Clearing Member 720 6594195 6594195 0.30 0.24    
(c-iv) Trusts 71 1281384 1279624 0.06 0.05    
(c-v) Overseas Corporate Bodies 3 490 0 0.00 0.00    
(c-vi) Foreign Corporate Bodies  (including FDI) 4 182396 182396 0.01 0.01    
  Sub-Total (B)(2) 434792 240931386 201072821 10.80 8.95 0.00 0.00
                 
(B) Total Public Shareholding (B)= (B)(1)+(B)(2) 435895 1288302285 1245868690 57.73 47.87 0.00 0.00
  TOTAL (A)+(B) 435912 2231543790 2189110195 100.00 82.91 78500000 3.52
(C) Shares  held  by Custodians and against     which Depository Receipts have been issued              
i Promoter / Promoter Group 0 0 0   0.00 0.00 0
ii Public 4 460069665 460048415   17.09    
  GRAND TOTAL (A)+(B)+(C) 435916 2691613455 2649158610   100.00 78500000 2.92

 

(III)(a) Statement showing the voting pattern of shareholders, if more than one class of shares / securities is issued by the issuer.

Class X - Ordinary Shares
Class Y - 'A' Ordinary Shares with Differential Voting Rights*
Class Z - NIL

Category code (I) Category of Shareholder (II) Number of Voting Rights held in each class of securities Total Voting Rights
(III+IV+V)
Total Voting Rights i.e. (VI)
Class X
(III)
Class Y
(IV)
Class Z
(V)
As a percentage of (A+B)
(VI)
As a percentage of (A+B+C) (VII)
(A) Shareholding of Promoter and Promoter Group            
(1) Indian            
(a) Individuals / Hindu Undivided Family 0 0 0 0 0.00 0.00
(b) Cental Government / State Governments(s) 0 0 0 0 0.00 0.00
(c) Bodies Corporate 941466625 4383453 0 945850078 41.49 34.52
(d) Financial Institutions / Banks 0 0 0 0 0.00 0.00
(e) Any Other  ( Specify )     0 0 0.00 0.00
(e-i) Trust 1774880 0 0 1774880 0.08 0.07
Sub-Total (A) (1) 943241505 4383453 0 947624958 41.57 34.59
(2) Foreign            
(a) Individuals (Non-Resident Individuals / Foreign Individuals) 0 0 0 0 0.00 0.00
(b) Bodies Corporate 0 0 0 0 0.00 0.00
(c) Institutions 0 0 0 0 0.00 0.00
(d) Any Other (specify) 0 0 0 0 0.00 0.00
Sub-Total (A) (2) 0 0 0 0 0.00 0.00
             
Total Shareholding of Promoter and Promoter Group (A) = (A)(1)+(A)(2) 943241505 4383453 0 947624958 41.57 34.59
(B) Public Shareholding            
(1) Institutions            
(a) Mutual Funds / UTI 48142931 19835826 0 67978757 2.98 2.48
(b) Financial Institutions / Banks 3308020 70604 0 3378624 0.15 0.12
(c) Cental Government / State Governments(s) 2031105 0 0 2031105 0.09 0.08
(d) Venture Capital Funds 0 0 0 0 0.00 0.00
(e) Insurance Companies 333677172 2553379 0 336230551 14.75 12.27
(f) Foreign Institutional Investors 649723503 13625380 0 663348883 29.10 24.21
(g) Foreign Venture Capital Investors 0 0 0 0 0.00 0.00
(h) Any Other (specify)           0.00
(h-i) Foreign Bodies - DR 7980706 0 0 7980706 0.35 0.29
(h-ii) Foreign Nationals 0 250 0 250 0.00 0.00
(h-iii) Foreign Instutional Investors - DR 2507462 0   2507462 0.11 0.09
Sub-Total (B) (1) 1047370899 36085439 0 1083456338 47.53 39.54
(2) Non-Institutions            
(a) Bodies Corporate 13414895 1720444 0 15135339 0.66 0.55
(b) Individuals -          
i Individual shareholders holding nominal share capital upto Rs. 1 lakh 198620183 3443386 0 202063569 8.86 7.38
ii Individual shareholders holding nominal share capital in excess of Rs. 1 lakh 6754480 1717508 0 8471988 0.37 0.31
(c) Any Other (specify)            
(c-i) Directors & their Relatives 1091795 27813 0 1119608 0.05 0.04
(c-ii) Non Resident Indians 12991568 501663 0 13493231 0.59 0.49
(c-iii) Clearing Member 6594195 288150 0 6882345 0.30 0.25
(c-iv) Trusts 1281384 25452 0 1306836 0.06 0.05
(c-v) Overseas Corporate Bodies 490 0 0 490 0.00 0.00
(c-vi) Foreign Corporate Bodies  (including FDI) 182396 0 0 182396 0.01 0.01
Sub-total (B) (2) 240931386 7724416 0 248655802 10.90 9.08
Total Public Shareholding (B) = (B)(1)+(B)(2) 1288302285 43809855 0 1332112140 58.43 48.62
TOTAL (A)+(B) 2231543790 48193308 0 2279737098 100.00 83.21
(C) Shares held by Custodians and against which Depository Receips have been issued 460069665 0 0 460069665   16.79
GRAND TOTAL (A)+(B)+(C) 2691613455 48193308 0 2739806763   100.00

*each 'A' Ordinary Shareholder is entitled to one vote for every ten 'A' Ordinary shares held

Sr.No Notes
1 For determining public shareholding for the purpose of Clause 40A.
2 For definitions of "Promoter" and "Promoter Group", refer to Clause 40A.
3 For definitions of "Public Shareholding", refer to Clause 40A.

 

(I) (b) Statement showing holding of securities (including shares,warrants,convertible securities) of persons belonging to the category "Promoter and Promoter Group"

Sr. No.
(I)    
Name of the shareholder
(II)
Details of  Shares held Encumbered Share Details of  warrants Details of  convertible securties Total shares(including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital  (XII)
No.of Shares held (III) As a % of Grand Total (A)+(B)+(C) (IV) Number of Shares (V) As a Percentage  (VI)=(V)/(III)*100 As a % of grand total (A)+(B)+(C ) of sub-clause (I)(a)  (VII) No.of warrants held (VIII) As a % of total numbers of warrants of the same class (IX) No.of convertible securities held
(X)
As a % of total numbers of convertible securities of same class (XI)
1 TATA SONS LIMITED 696,889,695 25.89 78500000 11.26 2.92 0 0.00 0 0.00 24.52
2 TATA STEEL LIMITED 147,810,695 5.49 0 0.00 0.00 0 0.00 0 0.00 5.20
3 TATA INDUSTRIES LIMITED 68,436,485 2.54 0 0.00 0.00 0 0.00 0 0.00 2.41
4 TATA INVESTMENT CORPORATION LIMITED 11,525,000 0.43 0 0.00 0.00 0 0.00 0 0.00 0.41
5 TATA AIG LIFE INSURANCE COMPANY LIMITED 5,565,300 0.21 0 0.00 0.00 0 0.00 0 0.00 0.20
6 KALIMATI INVESTMENT COMPANY LIMITED 4,239,865 0.16 0 0.00 0.00 0 0.00 0 0.00 0.15
7 EWART INVESTMENTS LIMITED 2,923,610 0.11 0 0.00 0.00 0 0.00 0 0.00 0.10
8 TATA CHEMICALS LTD 1,863,705 0.07 0 0.00 0.00 0 0.00 0 0.00 0.07
9 TATA INTERNATIONAL LIMITED 1,580,605 0.06 0 0.00 0.00 0 0.00 0 0.00 0.06
10 SIR RATAN TATA TRUST 859,200 0.03 0 0.00 0.00 0 0.00 0 0.00 0.03
11 SIR DORABJI TATA TRUST 808,960 0.03 0 0.00 0.00 0 0.00 0 0.00 0.03
12 AF-TAAB INVESTMENT COMPANY LIMITED 338,525 0.01 0 0.00 0.00 0 0.00 0 0.00 0.01
13 TATA AIG GENERAL INSURANCE COMPANY LIMITED 120,000 0.01 0 0.00 0.00 0 0.00 0 0.00 0.00
14 TATA GLOBAL BEVERAGES LIMITED 116,665 0.00 0 0.00 0.00 0 0.00 0 0.00 0.00
15 J R D TATA TRUST 105,280 0.00 0 0.00 0.00 0 0.00 0 0.00 0.00
16 SIMTO INVESTMENT COMPANY LIMITED 56,475 0.00 0 0.00 0.00 0 0.00 0 0.00 0.00
17 LADY TATA MEMORIAL TRUST 1,440 0.00 0 0.00 0.00 0 0.00 0 0.00 0.00
GRAND TOTAL 943,241,505 35.04 78,500,000 11.26 2.92 0 0 0 0 33.19

 

(I) (c) (i) Statement showing holding of securities (including shares,warrants,convertible securities) of persons belonging to the category "Public" and holding more than 1% of the total number of shares

Sr. No.
(I)    
Name of the shareholder
(II)
Details of  Shares held Details of  warrants Details of  convertible securties Total shares(including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
No.of Shares held  Shares as a percentage of total number of shares {.i.e. Grand Total (A)+(B)+(C) indicated in Statement at para (I) (a) above} No.of warrants held As a % of total number of warrants of the same class  No.of convertible securities held
% w.r.t. total number of convertible securities of same class
1 EUROPACIFIC GROWTH FUND 69545458 2.58 0 0.00 0 0.00 2.45
2 LIFE INSURANCE CORPORATION OF INDIA 228790567 8.50 0 0.00 0 0.00 8.05
TOTAL 298336025 11.08 0 0 0 0 10.50

 

(I) (c) (ii) Statement showing holding of securities (including shares,warrants,convertible securities) of persons (together with PAC) belonging to the category "Public" and holding more than 5% of the total number of shares of the company

Sr. No.
(I)    
Name of the shareholder
(II)
Details of  Shares held Details of  warrants Details of  convertible securties Total shares(including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
No.of Shares held  Shares as a percentage of total number of shares {.i.e. Grand Total (A)+(B)+(C) indicated in Statement at para (I) (a) above} No.of warrants held As a % of total number of warrants of the same class  No.of convertible securities held
% w.r.t. total number of convertible securities of same class
1 LIFE INSURANCE CORPORATION OF INDIA 228790567 8.50 0 0.00 0 0.00 8.05
TOTAL 228790567 8.50 0 0.00 0 0.00 8.05

 

(I)(d) Statement showing details of locked-in shares

Sr. No. Name of the shareholder Category of Shareholders (Promotes / Public ) Number of locked-in shares Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
1 NIL   NIL NIL
TOTAL      

 

(II)(a) Statement showing details of Depository Receipts (DRs)

Sr. No. Type of outstanding DR (ADRs, GDRs, SDRs, etc.) Number of outstanding
DRs
Number of shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
1 Citibank N A as Depository for ADR 459722820 459,722,820 17.08
2 Citibank N A as Depository for GDR 346845 346845 0.01
TOTAL 460069665 460069665 17.09

 

(II)(b) Statement showing Holding of Depository Receipts (DRs), where underlying shares held by Promoter / Promoter Group are in excess of 1% of the total number of shares

Sr. No. Name of the DR Holder Type of outstanding DR (ADRs, GDRs, SDRs, etc.) Number of shares
underlying outstanding  DRs
Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
1 NIL NIL NIL NIL
TOTAL