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Shareholding Pattern

 

 

CLAUSE 35 OF EQUITY LISTING AGREEMENT

Name of the Company:TATA MOTORS LIMITED
Name of the scrip, class of security : Class X ( Ordinary Shares ) 
Scrip Code : BSE : 500570, NSE : TATAMOTORS
Quarter ended : 30th June, 2014

(I) (a)  Statement showing Shareholding Pattern

 

Partly paid-up shares:- No. of partly paid-up shares As a % of total no. of partly paid-up shares As a % of total no. of shares of the company
Held by Promoter / Promoter Group 0 0 0
Held by public      
Re. 1 paid and Re. 1 outstanding 68490 99.62 0.00
Rs. 1.50 paid and Re. 0.50 outstanding 260 0.38 0.00
Total 68750 100.00 0.00
Outstanding convertible securities:- No. of outstanding securities As a % of total No. of outstanding convertible securities As a % of total no. of shares of the company, assuming full conversion of the convertible securities
Held by Promoter / Promoter Group 0 0 0.00
Held by public      
       
Total 0 0.00 0.00
Warrants:- No. of warrants As a % of total no. of warrants As a % of total no. of shares of the company, assuming full conversion of warrants
Held by Promoter / Promoter Group 0 0 0
Held by public 0 0 0
Total 0 0 0
Total paid-up capital of the company assuming full conversion of warrants and convertible securities 2736713122
Category code (I) Category of Shareholder  (II) Number of shareholders (III) Total number of shares (IV) Number of shares held in dematerialised form
(V)
Total Shareholding as a percentage of total number of shares Shares pledged or otherwise encumbered
As a percentage of (A+B)(VI) As a percentage of (A+B+C)(VII) Number of shares (VIII) As a Percentage
(IX)=(VIII) /(IV)*100
(A) Promoter and Promoter Group2              
1 Indian              
(a) Individuals/ Hindu Undivided Family 0 0 0 0.00 0.00    
(b) Central Government/ State Government(s) 0 0 0 0.00 0.00    
(c) Bodies Corporate 10 937781325 937781325 43.52 34.27 76,400,000 8.15
(d) Financial Institutions/ Banks 0 0 0 0.00 0.00    
(e) Any Others (Specify)              
(e-i) Trust 4 1774880 1774880 0.08 0.06    
  Sub Total (A)(1) 14 939556205 939556205 43.60 34.33 76400000 8.13
     
2 Foreign              
a Individuals (Non-Residents Individuals/Foreign Individuals) 0 0 0 0.00 0.00    
b Bodies Corporate 0 0 0 0.00 0.00    
c Institutions 0 0 0 0.00 0.00    
d Qualified Foreign Investor 0 0 0 0.00 0.00    
e Any Others(Specify) 0 0 0 0.00 0.00    
  Sub Total(A)(2) 0 0 0 0.00 0.00 0.00 0.00
                 
  Total Shareholding of Promoter     and Promoter Group (A)= (A)(1)+(A)(2) 14 939556205 939556205 43.60 34.33 76400000 8.13
     
(B) Public shareholding              
B 1 Institutions              
(a) Mutual  Funds/ UTI 238 33841606 33752876 1.57 1.24    
(b) Financial Institutions / Banks 184 1493743 1187403 0.07 0.05    
(c) Central Government/ State Government(s) 8 2091575 77670 0.10 0.08    
(d) Venture  Capital Funds 0 0 0 0.00 0.00    
(e) Insurance Companies 177 228167640 228166090 10.59 8.34    
(f) Foreign Institutional Investors 928 739718050 739671225 34.32 27.03    
(g) Foreign Venture Capital Investors 0 0 0 0.00 0.00    
(h) Qualified Foreign Investor 0 0 0 0.00 0.00    
(i) Any Other (specify)              
(i-i) Foreign Bodies - DR 3 11018391 11018391 0.51 0.40    
(i-ii) Foreign Nationals - DR 1 991 991 0.00 0.00    
(i-iii) Foreign Institutional Investors - DR 2 632213 632213 0.03 0.02    
  Sub-Total (B)(1) 1541 1016964209 1014506859 47.19 37.16 0.00 0.00
                 
B 2 Non-institutions              
(a) Bodies Corporate 2313 9813100 9162825 0.45 0.36    
(b) Individuals              
I  Individual shareholders holding nominal share capital up to Rs 1 lakh 343426 161929138 133831206 7.51 5.92    
II  Individual shareholders holding nominal   share capital in excess of Rs. 1 lakh. 63 8711843 7174378 0.40 0.32    
(c) Qualified Foreign Investor 0 0 0 0.00 0.00    
(d) Any Other (specify)              
(d-i) Non Resident Indians 8526 10476803 7139623 0.49 0.38    
(d-ii) Clearing Member 603 3817111 3817111 0.18 0.14    
(d-iiii) Trusts 70 2988619 2986859 0.14 0.11    
(d-iv) Overseas Corporate Bodies 3 490 0 0.00 0.00    
(d-v) Foreign Corporate Bodies  (including FDI) 11 781059 781059 0.04 0.03    
  Sub-Total (B)(2) 355015 198518163 164893061 9.21 7.26 0.00 0.00
                 
  Total Public Shareholding (B)= (B)(1)+(B)(2) 356556 1215482372 1179399920 56.40 44.42 0.00 0.00
  TOTAL (A)+(B) 356570 2155038577 2118956125 100.00 78.75 76400000 3.55
(C) Shares  held  by Custodians and against     which Depository Receipts have been issued              
i Promoter / Promoter Group 0 0 0   0.00 0.00 0
ii Public 4 581674545 581653545   21.25    
  GRAND TOTAL (A)+(B)+(C) 356574 2736713122 2700609670   100.00 76400000 2.79

 

(III)(a) Statement showing the voting pattern of shareholders, if more than one class of shares / securities is issued by the issuer.

Class X - Ordinary Shares
Class Y - 'A' Ordinary Shares with Differential Voting Rights*
Class Z - NIL

Category code (I) Category of Shareholder (II) Number of Voting Rights held in each class of securities Total Voting Rights
(III+IV+V)
Total Voting Rights i.e. (VI)
Class X
(III)
Class Y
(IV)
Class Z
(V)
As a percentage of (A+B)
(VI)
As a percentage of (A+B+C)                       (VII)
(A) Shareholding of Promoter and Promoter Group            
(1) Indian            
(a) Individuals / Hindu Undivided Family 0 0 0 0 0.00 0.00
(b) Cental Government / State Governments(s) 0 0 0 0 0.00 0.00
(c) Bodies Corporate 937781325 322858 0 938104183 42.58 33.69
(d) Financial Institutions / Banks 0 0 0 0 0.00 0.00
(e) Any Other  ( Specify )            
(e-i) Trust 1774880 0 0 1774880 0.08 0.06
Sub-Total (A) (1) 939556205 322858 0 939879063 42.66 33.75
(2) Foreign            
(a) Individuals (Non-Resident Individuals / Foreign Individuals) 0 0 0 0 0.00 0.00
(b) Bodies Corporate 0 0 0 0 0.00 0.00
(c) Institutions 0 0 0 0 0.00 0.00
(d) Qualified Foreign Investor 0 0 0 0 0.00 0.00
(e) Any Other (specify) 0 0 0 0 0.00 0.00
Sub-Total (A) (2) 0 0 0 0 0.00 0.00
             
Total Shareholding of Promoter and Promoter Group (A) = (A)(1)+(A)(2) 939556205 322858 0 939879063 42.66 33.75
(B) Public Shareholding            
(1) Institutions            
(a) Mutual Funds / UTI 33841606 10524308 0 44365914 2.01 1.59
(b) Financial Institutions / Banks 1493743 20391 0 1514134 0.07 0.05
(c) Cental Government / State Governments(s) 2091575 12241 0 2103816 0.10 0.08
(d) Venture Capital Funds 0 0 0 0 0.00 0.00
(e) Insurance Companies 228167640 159718 0 228327358 10.36 8.20
(f) Foreign Institutional Investors 739718050 32320533 0 772038583 35.04 27.72
(g) Foreign Venture Capital Investors 0 0 0 0 0.00 0.00
(h) Qualified Foreign Investor 0 0 0 0 0.00 0.00
(i) Any Other (specify)           0.00
(i-i) Foreign Bodies - DR 11018391 0 0 11018391 0.50 0.40
(i-ii) Foreign Nationals DR 991 0 0 991 0.00 0.00
(i-iii) Foreign Instutional Investors - DR 632213 0   632213 0.03 0.02
Sub-Total (B) (1) 1016964209 43037191 0 1060001400 48.11 38.06
(2) Non-Institutions            
(a) Bodies Corporate 9813100 1128728 0 10941828 0.50 0.39
(b) Individuals -          
i Individual shareholders holding nominal share capital upto Rs. 1 lakh 161929138 2449041 0 164378179 7.46 5.90
ii Individual shareholders holding nominal share capital in excess of Rs. 1 lakh 8711843 880806 0 9592649 0.43 0.34
(c) Qualified Foreign Investor 0 0 0 0 0.00 0.00
(d) Any Other (specify)            
(d-i) Non Resident Indians 10476803 120485 0 10597288 0.48 0.38
(d-ii) Clearing Member 3817111 236631 0 4053742 0.18 0.15
(d-iii) Trusts 2988619 20946 0 3009565 0.14 0.11
(d-iv) Overseas Corporate Bodies 490 0 0 490 0.00 0.00
(d-v) Foreign Corporate Bodies  (including FDI) 781059 0 0 781059 0.04 0.03
Sub-total (B) (2) 198518163 4836637 0 203354800 9.23 7.30
Total Public Shareholding (B) = (B)(1)+(B)(2) 1215482372 47873828 0 1263356200 57.34 45.36
TOTAL (A)+(B) 2155038577 48196686 0 2203235263 100.00 79.11
(C) Shares held by Custodians and against which Depository Receips have been issued 581674545 0 0 581674545   20.89
GRAND TOTAL (A)+(B)+(C) 2736713122 48196686 0 2784909808   100.00

*each 'A' Ordinary Shareholder is entitled to one vote for every ten 'A' Ordinary shares held

Sr. No. Notes
1 For determining public shareholding for the purpose of Clause 40A.
2 For definitions of "Promoter" and "Promoter Group", refer to Clause 40A.
3 For definitions of "Public Shareholding", refer to Clause 40A.

 

(I) (b) Statement showing holding of securities (including shares,warrants,convertible securities) of persons belonging to the category "Promoter and Promoter Group"

Sr. No.
Name of the shareholder Details of Shares held Encumbered Share Details of warrants Details of convertible securties Total shares(including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital (XII)
No.of Shares held (III) As a % of Grand Total (A)+(B)+(C) (IV) Number of Shares (V) As a Percentage (VI)=(V)/ (III)*100 As a % of grand total (A)+(B)+(C) of sub-clause (I)(a)
(VII)
No. of warrants held (VIII) As a % of total numbers of warrants of the same class (IX) No. of convertible securities held
(X)
As a % of total numbers of convertible securities of same class (XI)
1 TATA SONS LIMITED 702,333,345 25.67 76,400,000 10.88 2.79 0 0.00 0 0.00 25.67
2 TATA STEEL LIMITED 147,810,695 5.40 0 0.00 0.00 0 0.00 0 0.00 5.40
3 TATA INDUSTRIES LIMITED 68,436,485 2.50 0 0.00 0.00 0 0.00 0 0.00 2.50
4 TATA INVESTMENT CORPORATION LIMITED 10,025,000 0.37 0 0.00 0.00 0 0.00 0 0.00 0.37
5 KALIMATI INVESTMENT COMPANY LIMITED 3,876,820 0.14 0 0.00 0.00 0 0.00 0 0.00 0.14
6 EWART INVESTMENTS LIMITED 2,923,610 0.11 0 0.00 0.00 0 0.00 0 0.00 0.11
7 TATA CHEMICALS LTD 1,863,705 0.07 0 0.00 0.00 0 0.00 0 0.00 0.07
8 SIR RATAN TATA TRUST 859,200 0.03 0 0.00 0.00 0 0.00 0 0.00 0.03
9 SIR DORABJI TATA TRUST 808,960 0.03 0 0.00 0.00 0 0.00 0 0.00 0.03
10 AF-TAAB INVESTMENT COMPANY LIMITED 338,525 0.01 0 0.00 0.00 0 0.00 0 0.00 0.01
11 TATA GLOBAL BEVERAGES LIMITED 116,665 0.00 0 0.00 0.00 0 0.00 0 0.00 0.00
12 J R D TATA TRUST 105,280 0.00 0 0.00 0.00 0 0.00 0 0.00 0.00
13 SIMTO INVESTMENT COMPANY LIMITED 56,475 0.00 0 0.00 0.00 0 0.00 0 0.00 0.00
14 LADY TATA MEMORIAL TRUST 1,440 0.00 0 0.00 0.00 0 0.00 0 0.00 0.00
GRAND TOTAL 939,556,205 34.33 76,400,000 8.13 2.79 0 0 0 0 34.33

#TATA AIA LIFE INSURANCE COMPANY LIMITED ( Formerly known as Tata AIG Life Insurance Company Limited Is not considered part of Promoter Group holds 5397310 Ordinary Shares representing 0.20% of the paidup Ordinary Share Capital. Accordingly, their holding is included under Public Shareholding under the head "Instutitions"-Insurance Companies

(I) (c) (i) Statement showing holding of securities (including shares,warrants,convertible securities) of persons belonging to the category "Public" and holding more than 1% of the total number of shares

Sr. No.
Name of the shareholder
No.of Shares held   Shares as a percentage of total number of shares {.i.e. Grand Total (A)+(B)+(C) indicated in Statement at para (I) (a) above} Details of  warrants Details of  convertible securties Total shares(including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
No.of warrants held  As a % of total number of warrants of the same class   No.of convertible securities held
% w.r.t. total number of convertible securities of same class
1 LIFE INSURANCE CORPORATION OF INDIA 102,169,250 3.73 0 0.00 0 0.00 3.73
2 EUROPACIFIC GROWTH FUND 55,477,262 2.03 0 0.00 0 0.00 2.03
3 GOVERNMENT OF SINGAPORE 31,694,974 1.16 0 0.00 0 0.00 1.16
4 ICICI PRUDENTIAL LIFE INSURANCE COMPANY LTD 31,082,892 1.14 0 0.00 0 0.00 1.14
TOTAL 220424378 8.06 0 0.00 0 0.00 8.06

 

(I) (c) (ii) Statement showing holding of securities (including shares,warrants,convertible securities) of persons (together with PAC) belonging to the category "Public" and holding more than 5% of the total number of shares of the company

Sr. No.
Name of the shareholder  No.of Shares held   Shares as a percentage of total number of shares {.i.e. Grand Total (A)+(B)+(C) indicated in Statement at para (I) (a) above} Details of  warrants Details of  convertible securties Total shares(including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
No.of warrants held  As a % of total number of warrants of the same class   No.of convertible securities held
% w.r.t. total number of convertible securities of same class
      0.00 0 0.00 0 0.00 0.00
TOTAL 0 0.00 0 0.00 0 0.00 0.00

 

(I)(d) Statement showing details of locked-in shares

Sr. No. Name of the shareholder Number of locked-in shares Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} Promoter / Promoter Group / Public
1 NIL NIL NIL  
TOTAL      

 

(II)(a) Statement showing details of Depository Receipts (DRs)

Sr. No. Type of outstanding DR (ADRs, GDRs, SDRs, etc.) Number of outstanding
DRs 
Number of shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
1 Citibank N A as Depository for ADR * 116326037 581630185 21.25
2 Citibank N A as Depository for GDR * 8872 44360 0.00
TOTAL 116334909 581674545 21.25

*Each ADR /GDR represents 5 underlying shares of Rs.2/- Each

(II)(b) Statement showing Holding of Depository Receipts (DRs), where underlying shares held by Promoter / Promoter Group are in excess of 1% of the total number of shares

Sr. No. Name of the DR Holder Type of outstanding DR (ADRs, GDRs, SDRs, etc.) Number of shares
underlying outstanding  DRs 
Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
1 NIL NIL NIL NIL
TOTAL      

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