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Shareholding Pattern

 

 

CLAUSE 35 OF EQUITY LISTING AGREEMENT

Name of the Company : TATA MOTORS LIMITED
Scrip Code, Name of the scrip, class of security : BSE : 500570, NSE : TATAMOTORS, Class X ( Ordinary Shares )
Quarter ended : 31st December, 2014

(I) (a)  Statement showing Shareholding Pattern

 

Partly paid-up shares:- No. of partly paid-up shares As a % of total no. of partly paid-up shares As a % of total no. of shares of the company
Held by Promoter / Promoter Group 0 0 0
Held by public      
Re. 1 paid and Re. 1 outstanding 68490 99.62 0.00
Rs. 1.50 paid and Re. 0.50 outstanding 260 0.38 0.00
Total 68750 100.00 0.00
Outstanding convertible securities:- No. of outstanding securities As a % of total No. of outstanding convertible securities As a % of total no. of shares of the company, assuming full conversion of the convertible securities
Held by Promoter / Promoter Group 0 0 0.00
Held by public      
Total 0 0.00 0.00
Warrants:- No. of warrants As a % of total no. of warrants As a % of total no. of shares of the company, assuming full conversion of warrants
Held by Promoter / Promoter Group 0 0 0
Held by public 0 0 0
Total 0 0 0
Total paid-up capital of the company assuming full conversion of warrants and convertible securities 2736713122
Category code  (I) Category of Shareholder  (II) Number of shareholders (III) Total number of shares (IV) Number of shares held in dematerialised form
(V)
Total Shareholding as a percentage of total number of shares Shares pledged or otherwise encumbered
As a percentage of (A+B) (VI) As a percentage of (A+B+C) (VII) Number of shares (VIII) As a Percentage
(IX)=(VIII) /
(IV)*100
(A) Promoter and Promoter Group2              
1 Indian              
(a) Individuals/ Hindu Undivided Family 0 0 0 0.00 0.00    
(b) Central Government/ State Government(s) 0 0 0 0.00 0.00    
(c) Bodies Corporate 9 937781325 937781325 43.52 34.27 61,400,000 6.55
(d) Financial Institutions/ Banks 0 0 0 0.00 0.00    
(e) Any Others (Specify)              
(e-i) Trust  4 1774880 1774880 0.08 0.06    
  Sub Total (A)(1) 13 939556205 939556205 43.60 34.33 61400000 6.54
2 Foreign              
a Individuals (Non-Residents Individuals/Foreign Individuals) 0 0 0 0.00 0.00    
b Bodies Corporate 0 0 0 0.00 0.00    
c Institutions 0 0 0 0.00 0.00    
d Qualified Foreign Investor 0 0 0 0.00 0.00    
e Any Others(Specify) 0 0 0 0.00 0.00    
  Sub Total(A)(2) 0 0 0 0.00 0.00 0.00 0.00
  Total Shareholding of Promoter     and Promoter Group (A)= (A)(1)+(A)(2) 13 939556205 939556205 43.60 34.33 61400000 6.54
(B) Public shareholding              
B 1 Institutions              
(a) Mutual  Funds/ UTI 271 60789361 60700631 2.82 2.22    
(b) Financial Institutions / Banks 192 4594987 4288647 0.21 0.17    
(c) Central Government/ State Government(s) 7 2038825 24920 0.09 0.07    
(d)  Venture  Capital Funds  0 0 0 0.00 0.00    
(e) Insurance Companies 174 233689761 233688211 10.84 8.54    
(f) Foreign Institutional Investors 917 677621352 677574527 31.44 24.76    
(g) Foreign Venture Capital Investors 0 0 0 0.00 0.00    
(h) Qualified Foreign Investor 0 0 0 0.00 0.00    
(i) Any Other (specify)              
(i-i) Foreign Portfolio Investors (Corp) 56 25674260 25674260 1.19 0.94    
(i-ii) Foreign Bodies - DR  3 11018391 11018391 0.51 0.40    
(i-iii) Foreign Nationals - DR 1 991 991 0.00 0.00    
(i-iv) Foreign Institutional Investors - DR 1 2213 2213 0.00 0.00    
  Sub-Total (B)(1) 1622 1015430141 1012972791 47.12 37.10 0.00 0.00
B 2 Non-institutions              
(a) Bodies Corporate 2407 12036278 11387133 0.56 0.44    
(b) Individuals              
I  Individual shareholders holding nominal share capital up to Rs 1 lakh 358670 160259295 132933975 7.44 5.86    
II  Individual shareholders holding nominal   share capital in excess of Rs. 1 lakh. 63 8251104 7253289 0.38 0.30    
(c) Qualified Foreign Investor 0 0 0 0.00 0.00    
(d) Any Other (specify)              
(d-i) Directors & Their Relatives 2 23500 23500 0.00 0.00    
(d-ii) Non Resident Indians  9174 10607845 7319465 0.49 0.39    
(d-iiii) Clearing Member  660 3684350 3684350 0.17 0.13    
(d-iv) Trusts 66 4618305 4616555 0.21 0.17    
(d-v) Overseas Corporate Bodies  3 490 0 0.00 0.00    
(d-vi) Foreign Corporate Bodies  (including FDI) 4 571059 571059 0.03 0.02    
  Sub-Total (B)(2) 371049 200052226 167789326 9.28 7.31 0.00 0.00
  Total Public Shareholding (B)= (B)(1)+(B)(2) 372671 1215482367 1180762117 56.40 44.41 0.00 0.00
  TOTAL (A)+(B) 372684 2155038572 2120318322 100.00 78.75 61400000 2.85
(C) Shares  held  by Custodians and against     which Depository Receipts have been issued              
i Promoter / Promoter Group 0 0 0   0.00 0.00 0
ii Public 4 581674550 581653550   21.25    
  GRAND TOTAL (A)+(B)+(C) 372688 2736713122 2701971872   100.00 61400000 2.24
 

 

(III)(a) Statement showing the voting pattern of shareholders, if more than one class of shares / securities is issued by the issuer.

Class X - Ordinary Shares
Class Y - 'A' Ordinary Shares with Differential Voting Rights*
Class Z - NIL

Category code (I) Category of Shareholder (II) Number of Voting Rights held in each class of securities Total Voting Rights
(III+IV+V)
Total Voting Rights i.e. (VI)
Class X
(III)
Class Y
(IV)
Class Z
(V)
As a percentage of (A+B)
(VI)
As a percentage of (A+B+C) (VII)
(A) Shareholding of Promoter and Promoter Group            
(1) Indian            
(a) Individuals / Hindu Undivided Family 0 0 0 0 0.00 0.00
(b) Cental Government / State Governments(s) 0 0 0 0 0.00 0.00
(c) Bodies Corporate  937781325 247858 0 938029183 42.58 33.68
(d) Financial Institutions / Banks 0 0 0 0 0.00 0.00
(e) Any Other  ( Specify )            
(e-i) Trust  1774880 0 0 1774880 0.08 0.06
Sub-Total (A) (1) 939556205 247858 0 939804063 42.66 33.74
(2) Foreign            
(a) Individuals (Non-Resident Individuals / Foreign Individuals) 0 0 0 0 0.00 0.00
(b) Bodies Corporate 0 0 0 0 0.00 0.00
(c) Institutions 0 0 0 0 0.00 0.00
(d) Qualified Foreign Investor 0 0 0 0 0.00 0.00
(e) Any Other (specify) 0 0 0 0 0.00 0.00
Sub-Total (A) (2) 0 0 0 0 0.00 0.00
Total Shareholding of Promoter and Promoter Group (A) = (A)(1)+(A)(2) 939556205 247858 0 939804063 42.66 33.74
(B) Public Shareholding            
(1) Institutions            
(a) Mutual Funds / UTI 60789361 10984474 0 71773835 3.258 2.58
(b) Financial Institutions / Banks 4594987 118459 0 4713446 0.214 0.17
(c) Cental Government / State Governments(s) 2038825 144539 0 2183364 0.099 0.08
(d) Venture Capital Funds 0 0 0 0 0.000 0.00
(e) Insurance Companies 233689761 310004 0 233999765 10.621 8.40
(f) Foreign Institutional Investors 677621352 29466704 0 707088056 32.093 25.39
(g) Foreign Venture Capital Investors 0 0 0 0 0.000 0.00
(h) Qualified Foreign Investor 0 29 0 29 0.000 0.00
(i) Any Other (specify)           0.00
(i-i) Foreign Portfolio Investors (Corp) 25674260 1347215 0 27021475 1.226 0.97
(i-ii) Foreign Bodies - DR  11018391 0 0 11018391 0.500 0.40
(i-iii) Foreign Nationals DR 991 0 0 991 0.000 0.00
(i-iv) Foreign Instutional Investors - DR 2213 0   2213 0.000 0.00
Sub-Total (B) (1) 1015430141 42371424 0 1057801565 48.01 37.98
(2) Non-Institutions            
(a) Bodies Corporate 12036278 1184735 0 13221013 0.600 0.47
(b) Individuals -          
i Individual shareholders holding nominal share capital upto Rs. 1 lakh  160259295 2807362 0 163066657 7.401 5.86
ii Individual shareholders holding nominal share capital in excess of Rs. 1 lakh  8251104 1285006 0 9536110 0.433 0.34
(c) Qualified Foreign Investor 0 0 0 0 0.000 0.00
(d) Any Other (specify)            
(d-i) Directors & Their Relatives 23500 5 0 23505 0.001 0.00
(d-ii) Non Resident Indians  10607845 160273 0 10768118 0.489 0.39
(d-iii) Clearing Member  3684350 116269 0 3800619 0.173 0.14
(d-iv) Trusts 4618305 23755 0 4642060 0.211 0.17
(d-v) Overseas Corporate Bodies  490 0 0 490 0.000 0.00
(d-vi) Foreign Corporate Bodies  (including FDI) 571059 0 0 571059 0.026 0.02
Sub-total (B) (2) 200052226 5577405 0 205629631 9.33 7.38
Total Public Shareholding (B) = (B)(1)+(B)(2) 1215482367 47948829 0 1263431196 57.34 45.37
TOTAL (A)+(B) 2155038572 48196687 0 2203235259 100.00 79.11
(C) Shares held by Custodians and against which Depository Receips have been issued 581674550 0 0 581674550   20.89
GRAND TOTAL (A)+(B)+(C) 2736713122 48196687 0 2784909809   100.00

*each 'A' Ordinary Shareholder is entitled to one vote for every ten 'A' Ordinary shares held

Sr. No. Notes
1 For determining public shareholding for the purpose of Clause 40A.
2 For definitions of "Promoter" and "Promoter Group", refer to Clause 40A.
3 For definitions of "Public Shareholding", refer to Clause 40A.

 

(I) (b) Statement showing holding of securities (including shares,warrants,convertible securities) of persons belonging to the category "Promoter and Promoter Group"

Sr. No.
Name of the shareholder Details of Shares held Encumbered Share Details of warrants Details of convertible securties Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital  (XII)
No.of Shares held (III) As a % of Grand Total (A) + (B) + (C) (IV) Number of Shares (V) As a Percentage  (VI) = (V)/ (III)*100 As a % of grand total (A) + (B) + (C ) of sub- clause (I) (a) (VII) No.of warrants held (VIII) As a % of total numbers of warrants of the same class (IX) No.of convertible securities held
(X)
As a % of total numbers of convertible securities of same class (XI)
1 TATA SONS LIMITED 702,333,345 25.66 61,400,000 8.74 2.24 0 0.00 0 0.00 25.66
2 TATA STEEL LIMITED 151,687,515 5.54 0 0.00 0.00 0 0.00 0 0.00 5.54
3 TATA INDUSTRIES LIMITED 68,436,485 2.50 0 0.00 0.00 0 0.00 0 0.00 2.50
4 TATA INVESTMENT CORPORATION LIMITED 10,025,000 0.37 0 0.00 0.00 0 0.00 0 0.00 0.37
5 EWART INVESTMENTS LIMITED 2,923,610 0.11 0 0.00 0.00 0 0.00 0 0.00 0.11
6 TATA CHEMICALS LTD 1,863,705 0.07 0 0.00 0.00 0 0.00 0 0.00 0.07
7 SIR RATAN TATA TRUST 859,200 0.03 0 0.00 0.00 0 0.00 0 0.00 0.03
8 SIR DORABJI TATA TRUST 808,960 0.03 0 0.00 0.00 0 0.00 0 0.00 0.03
9 AF-TAAB INVESTMENT COMPANY LIMITED 338,525 0.01 0 0.00 0.00 0 0.00 0 0.00 0.01
10 TATA GLOBAL BEVERAGES LIMITED 116,665 0.00 0 0.00 0.00 0 0.00 0 0.00 0.00
11 J R D TATA TRUST 105,280 0.00 0 0.00 0.00 0 0.00 0 0.00 0.00
12 SIMTO INVESTMENT COMPANY LIMITED 56,475 0.00 0 0.00 0.00 0 0.00 0 0.00 0.00
13 LADY TATA MEMORIAL TRUST 1,440 0.00 0 0.00 0.00 0 0.00 0 0.00 0.00
GRAND TOTAL 939,556,205 34.33 61,400,000 6.54 2.24 0 0 0 0 34.33

#TATA AIA LIFE INSURANCE COMPANY LIMITED ( Formerly known as Tata AIG Life Insurance Company Limited Is not considered part of Promoter Group holds 4624336 Ordinary Shares representing 0.17% of the paidup Ordinary Share Capital. Accordingly, their holding is included under Public Shareholding under the head "Instutitions"-Insurance Companies

(I) (c) (i) Statement showing holding of securities (including shares,warrants,convertible securities) of persons belonging to the category "Public" and holding more than 1% of the total number of shares

Sr. No.
Name of the shareholder
No.of Shares held   Shares as a percentage of total number of shares {.i.e. Grand Total (A)+(B)+(C) indicated in Statement at para (I) (a) above} Details of  warrants Details of  convertible securties Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
No.of warrants held  As a % of total number of warrants of the same class   No.of convertible securities held
% w.r.t. total number of convertible securities of same class
1 LIFE INSURANCE CORPORATION OF INDIA 89,847,555 3.28 0 0.00 0 0.00 3.28
2 ICICI PRUDENTIAL LIFE INSURANCE COMPANY LTD 38,498,902 1.41 0 0.00 0 0.00 1.41
TOTAL 128346457 4.69 0 0.00 0 0.00 4.69

 

(I) (c) (ii) Statement showing holding of securities (including shares,warrants,convertible securities) of persons (together with PAC) belonging to the category "Public" and holding more than 5% of the total number of shares of the company

Sr. No.
Name of the shareholder  No.of Shares held   Shares as a percentage of total number of shares {.i.e. Grand Total (A)+(B)+(C) indicated in Statement at para (I) (a) above} Details of  warrants Details of  convertible securties Total shares(including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
No.of warrants held  As a % of total number of warrants of the same class   No.of convertible securities held
% w.r.t. total number of convertible securities of same class
      0.00 0 0.00 0 0.00 0.00
TOTAL 0 0.00 0 0.00 0 0.00 0.00

 

(I)(d) Statement showing details of locked-in shares

Sr. No. Name of the shareholder Number of locked-in shares Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} Promoter / Promoter Group / Public
1 NIL NIL NIL  
TOTAL      

 

(II)(a) Statement showing details of Depository Receipts (DRs)

Sr. No. Type of outstanding DR (ADRs, GDRs, SDRs, etc.) Number of outstanding
DRs 
Number of shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
1 Citibank N A as Depository for ADR * 116326038 581630190 21.25
2 Citibank N A as Depository for GDR * 8872 44360 0.00
TOTAL 116334910 581674550 21.25

*Each ADR /GDR represents 5 underlying shares of Rs.2/- Each

(II)(b) Statement showing Holding of Depository Receipts (DRs), where underlying shares held by Promoter / Promoter Group are in excess of 1% of the total number of shares

Sr. No. Name of the DR Holder Type of outstanding DR (ADRs, GDRs, SDRs, etc.) Number of shares
underlying outstanding  DRs 
Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
1 NIL NIL NIL NIL
TOTAL      

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